Insider Trading & Ownership - Upstart Holdings Inc. (UPST)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Upstart Holdings Inc.
Goto Prev, 0, 1, ...5, 6, 7, 8, 9
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-12-18
Purchase
2020-12-22
5:00 pm
Upstart Holdings Inc. UPST Loeb Daniel S
Third Point LLC
See Footnote 1
10% Owner
1,200,000 $20 $24,000,000 13,381,222
(Indirect)
View
2020-12-18
Sale
2020-12-21
5:37 pm
Upstart Holdings Inc. UPST Nicoll Alison
General Counsel
70,000 $18.6 $1,302,000 0
(Direct)
View
2020-12-18
Sale
2020-12-21
5:36 pm
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
213,124 $18.6 $3,964,106 200,000
(Direct)
View
2020-12-18
Sale
2020-12-21
5:35 pm
Upstart Holdings Inc. UPST Girouard Dave
Chief Executive Officer
10% Owner
1,000,000 $18.6 $18,600,000 11,792,840
(Indirect)
View
2020-12-18
Sale
2020-12-21
5:32 pm
Upstart Holdings Inc. UPST Counselman Anna M.
SVP, People and Operations
121,645 $18.6 $2,262,597 0
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-07-13
Exercise
2021-07-14
4:40 pm
N/A
N/A
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
10,000 $2.15 425,412
(Direct)
View
2021-07-13
Exercise
2021-07-14
4:40 pm
N/A
2027-12-18
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
10,000 $0 425,412
(Direct)
View
2021-06-23
Option Award
2021-06-25
4:16 pm
N/A
N/A
Upstart Holdings Inc. UPST Huber Jeff
Director
1,234 $0 1,234
(Direct)
View
2021-05-27
Option Award
2021-06-01
4:35 pm
N/A
N/A
Upstart Holdings Inc. UPST Terry Hilliard C. III
Director
1,491 $0 1,491
(Direct)
View
2021-05-27
Option Award
2021-06-01
4:35 pm
N/A
N/A
Upstart Holdings Inc. UPST Singh Cassidy Sukhinder
Director
1,491 $0 1,491
(Direct)
View
2021-05-27
Option Award
2021-06-01
4:34 pm
N/A
N/A
Upstart Holdings Inc. UPST O'Kelly Ciaran
Director
1,491 $0 1,491
(Direct)
View
2021-05-27
Option Award
2021-06-01
4:33 pm
N/A
N/A
Upstart Holdings Inc. UPST Hentges Mary
Director
1,491 $0 1,491
(Direct)
View
2021-05-27
Option Award
2021-06-01
4:32 pm
N/A
N/A
Upstart Holdings Inc. UPST Cooper Kerry Whorton
Director
294 $0 2,591
(Direct)
View
2021-05-20
Tax Withholding
2021-05-24
7:41 pm
N/A
N/A
Upstart Holdings Inc. UPST Mirgorodskaya Natalia
Corporate Controller
186 $139.08 22,259
(Direct)
View
2021-03-20
Option Award
2021-03-23
6:20 pm
N/A
2031-03-20
Upstart Holdings Inc. UPST Nicoll Alison
General Counsel
36,690 $0 36,690
(Direct)
View
2021-03-20
Option Award
2021-03-23
6:19 pm
N/A
2031-03-20
Upstart Holdings Inc. UPST Mirgorodskaya Natalia
Corporate Controller
20,742 $0 30,742
(Direct)
View
2021-03-20
Option Award
2021-03-23
6:18 pm
N/A
2031-03-20
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
76,236 $0 286,236
(Direct)
View
2021-03-20
Option Award
2021-03-23
6:17 pm
N/A
2031-03-20
Upstart Holdings Inc. UPST Girouard Dave
Chief Executive Officer
10% Owner
159,729 $0 11,952,569
(Direct)
View
2021-03-20
Option Award
2021-03-23
6:16 pm
N/A
2031-03-20
Upstart Holdings Inc. UPST Datta Sanjay
Chief Financial Officer
76,236 $0 76,236
(Direct)
View
2021-03-20
Option Award
2021-03-23
6:15 pm
N/A
2031-03-20
Upstart Holdings Inc. UPST Counselman Anna M.
SVP, People and Operations
36,690 $0 36,690
(Direct)
View
2021-03-15
Option Award
2021-03-18
09:20 am
N/A
N/A
Upstart Holdings Inc. UPST Cooper Kerry Whorton
Director
2,297 $0 2,297
(Direct)
View
2021-03-05
Exercise
2021-03-09
4:12 pm
N/A
N/A
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
10,000 $2.15 400,000
(Direct)
View
2021-03-05
Exercise
2021-03-09
4:12 pm
N/A
2027-12-18
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
10,000 $0 400,000
(Direct)
View
2020-12-18
Conversion
2020-12-22
5:00 pm
N/A
N/A
Upstart Holdings Inc. UPST Loeb Daniel S
Third Point LLC
See Footnote 1
10% Owner
12,181,222 $0 13,381,222
(Indirect)
View
2020-12-18
Conversion
2020-12-21
5:35 pm
N/A
N/A
Upstart Holdings Inc. UPST Girouard Dave
Chief Executive Officer
10% Owner
1,585,680 $0 11,792,840
(Indirect)
View
2020-12-15
Exercise
2020-12-17
5:03 pm
N/A
2023-03-18
Upstart Holdings Inc. UPST Nicoll Alison
General Counsel
70,000 $0 350,435
(Direct)
View
2020-12-15
Exercise
2020-12-17
5:03 pm
N/A
N/A
Upstart Holdings Inc. UPST Nicoll Alison
General Counsel
70,000 $0.23 350,435
(Direct)
View
2020-12-15
Exercise
2020-12-17
5:02 pm
N/A
2022-05-11
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
213,124 $0 530,000
(Direct)
View
2020-12-15
Exercise
2020-12-17
5:02 pm
N/A
N/A
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
213,124 $0.15 530,000
(Direct)
View
2020-12-15
Exercise
2020-12-17
5:01 pm
N/A
2022-05-11
Upstart Holdings Inc. UPST Counselman Anna M.
SVP, People and Operations
77,145 $0 430,000
(Direct)
View
2020-12-15
Exercise
2020-12-17
5:01 pm
N/A
N/A
Upstart Holdings Inc. UPST Counselman Anna M.
SVP, People and Operations
77,145 $0.15 430,000
(Direct)
View

Ownership
2020-12-15
8:08 pm
N/A
N/A
Upstart Holdings Inc. UPST Loeb Daniel S
Third Point LLC
10% Owner
0 $0 12,181,222
(Indirect)
View

Ownership
2020-12-15
8:07 pm
N/A
2029-03-29
Upstart Holdings Inc. UPST Terry Hilliard C. III
Director
0 $0 128,295
(Direct)
View

Ownership
2020-12-15
8:06 pm
N/A
2030-04-16
Upstart Holdings Inc. UPST Singh Cassidy Sukhinder
Director
0 $0 128,295
(Direct)
View

Ownership
2020-12-15
8:05 pm
N/A
2028-03-31
Upstart Holdings Inc. UPST O'Kelly Ciaran
Director
0 $0 192,443
(Direct)
View

Ownership
2020-12-15
8:04 pm
N/A
2023-03-18
Upstart Holdings Inc. UPST Nicoll Alison
General Counsel
0 $0 1,200,000
(Direct)
View

Ownership
2020-12-15
8:00 pm
N/A
N/A
Upstart Holdings Inc. UPST Mirgorodskaya Natalia
Corporate Controller
0 $0 124,615
(Direct)
View

Ownership
2020-12-15
7:58 pm
N/A
2029-12-06
Upstart Holdings Inc. UPST Hentges Mary
Director
0 $0 128,295
(Direct)
View

Ownership
2020-12-15
7:57 pm
N/A
N/A
Upstart Holdings Inc. UPST Gu Paul
SVP, Product and Data Science
0 $0 2,550,000
(Direct)
View

Ownership
2020-12-15
7:56 pm
N/A
N/A
Upstart Holdings Inc. UPST Girouard Dave
Chief Executive Officer
10% Owner
0 $0 14,594,585
(Indirect)
View

Ownership
2020-12-15
7:55 pm
N/A
2026-12-28
Upstart Holdings Inc. UPST Datta Sanjay
Chief Financial Officer
0 $0 1,201,046
(Direct)
View

Ownership
2020-12-15
7:54 pm
N/A
N/A
Upstart Holdings Inc. UPST Counselman Anna M.
SVP, People and Operations
0 $0 1,480,000
(Direct)
View
Goto Prev, 0, 1, ...5, 6, 7, 8, 9