Insider Trading Activity - B. Riley Securities, Inc.

Real time insider trading transaction history:

Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for B. Riley Securities, Inc.

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2020-11-10 Purchase	2020-11-12 5:24 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,174,609	$10.16	$11,930,235	986,593 (Indirect)	View
2020-11-10 Sale	2020-11-12 5:24 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,050,000	$10.12	$20,746,000	986,593 (Indirect)	View
2020-11-09 Purchase	2020-11-12 06:30 am	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,081,687	$10.13	$10,956,072	2,427,633 (Indirect)	View
2020-11-04 Purchase	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,347,930	$10.1	$23,713,515	2,307,930 (Indirect)	View
2020-11-06 Sale	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	740,000	$10.25	$7,585,000	2,307,930 (Indirect)	View
2020-09-04 Purchase	2020-09-08 08:50 am	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,040,816	$2.45	$4,999,999	12,202,675 (Indirect Direct)	View
2020-04-24 Sale	2020-04-28 7:47 pm	Franchise Group Inc.	FRG	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC 10% Owner	150,000	$10	$1,500,000	4,472,462 (Indirect Direct)	View
2020-04-24 Purchase	2020-04-28 7:44 pm	QUANTUM CORP	QMCO	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. 10% Owner	9,036	$3.8	$34,337	8,547,611 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2020-11-09 Other	2020-11-12 06:30 am	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,527,633	$0	2,427,633 (Indirect)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	5,315,458	$0	17,668,804 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,334,002	$2.2774	17,668,804 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	2,715,506	$0	18,892,222 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	1,192,371	$2.2774	18,892,222 (Direct)	View

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Insider Trading & Ownership - B. Riley Securities, Inc.