Insider Trading & Ownership - GOLDSTEIN PHILLIP

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for GOLDSTEIN PHILLIP
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-06-03
Sale
2021-06-04
10:21 am
SWISS HELVETIA FUND INC. SWZ GOLDSTEIN PHILLIP
Director
1,994 $9.671 $19,284 94,953
(Direct)
View
2021-06-01
Sale
2021-06-03
09:49 am
SWISS HELVETIA FUND INC. SWZ GOLDSTEIN PHILLIP
Director
18,800 $9.7112 $182,570 96,947
(Direct)
View
2020-12-23
Sale
2020-12-28
12:35 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
13,700 $8.54 $116,998 3
(Direct)
View
2020-12-08
Sale(A)
2020-12-28
12:29 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
368 $8.68 $3,194 38,703
(Direct)
View
2020-12-02
Sale(A)
2020-12-28
12:21 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
410 $8.4 $3,444 64,026
(Direct)
View
2020-12-23
Sale
2020-12-23
4:44 pm
MVC CAPITAL INC. MVC GOLDSTEIN PHILLIP
Director
13,666 $0 $0 0
(Direct)
View
2020-12-18
Sale
2020-12-22
12:17 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
5,000 $9.0214 $45,107 14,481
(Direct)
View
2020-12-15
Sale
2020-12-17
2:27 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
20,000 $8.7525 $175,050 19,481
(Direct)
View
2020-12-08
Sale
2020-12-10
12:38 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
5,000 $8.66 $43,300 39,481
(Direct)
View
2020-12-04
Sale
2020-12-08
11:46 am
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
12,255 $8.571 $105,038 44,481
(Direct)
View
2020-12-01
Sale
2020-12-03
6:52 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
12,700 $8.4367 $107,146 56,736
(Direct)
View
2020-10-21
Sale
2020-10-23
11:49 am
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
1,188 $8.15 $9,682 69,436
(Direct)
View
2020-10-08
Sale
2020-10-13
4:14 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
19,728 $8.3363 $164,459 70,624
(Direct)
View
2020-10-01
Sale
2020-10-05
4:27 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
13,301 $8.2862 $110,214 90,352
(Direct)
View
2020-09-21
Sale
2020-09-23
5:22 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
2,856 $8.3651 $23,891 103,653
(Direct)
View
2020-09-16
Sale
2020-09-17
3:05 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
11,992 $8.456 $101,405 106,509
(Direct)
View
2020-09-14
Sale
2020-09-16
3:09 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
31,499 $8.456 $266,356 118,501
(Direct)
View
2020-07-21
Purchase(A)
2020-08-18
5:26 pm
SPECIAL OPPORTUNITIES FUND INC. SPE GOLDSTEIN PHILLIP
Chairman and Secretary
10,000 $11.82 $118,250 114,747
(Indirect
Direct)
View
2020-07-15
Purchase(A)
2020-08-18
1:39 pm
SPECIAL OPPORTUNITIES FUND INC. SPE GOLDSTEIN PHILLIP
Chairman and Secretary
6,418 $11.74 $75,347 104,747
(Indirect
Direct)
View
2020-07-15
Sale(A)
2020-08-18
1:39 pm
SPECIAL OPPORTUNITIES FUND INC. SPE GOLDSTEIN PHILLIP
Chairman and Secretary
6,418 $11.74 $75,347 104,747
(Indirect
Direct)
View
2020-07-21
Purchase
2020-07-23
11:51 am
SPECIAL OPPORTUNITIES FUND INC. SPE GOLDSTEIN PHILLIP
Chairman and Secretary
10,000 $11.82 $118,250 127,583
(Indirect
Direct)
View
2020-07-15
Purchase
2020-07-16
5:00 pm
SPECIAL OPPORTUNITIES FUND INC. SPE GOLDSTEIN PHILLIP
Chairman and Secretary
12,836 $11.74 $150,695 117,583
(Indirect
Direct)
View
2020-04-30
Purchase
2020-05-04
4:58 pm
SWISS HELVETIA FUND INC. SWZ GOLDSTEIN PHILLIP
Director
500 $7.37 $3,685 115,747
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2021-05-10
12:02 pm
N/A
N/A
TORTOISE ENERGY INDEPENDENCE FUND INC. NDP GOLDSTEIN PHILLIP
10% Owner
0 $0 0
(Direct)
View

Ownership
2021-03-24
11:49 am
N/A
N/A
NEW IRELAND FUND INC IRL Bulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0 $0 494,056
(Direct)
View
2021-02-02
Exercise
2021-02-04
4:54 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
163,703 $8.24 163,706
(Direct)
View

Ownership
2020-07-09
3:01 pm
N/A
N/A
ADAMS NATURAL RESOURCES FUND INC. PEO Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
See Explanation of Response
10% Owner
0 $0 31,246
(Direct)
View
(A) Indicate amendment filing.
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