Sec Form 3 Filing - Aujla Sandeep @ INTUIT INC. - 2023-08-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Aujla Sandeep
2. Issuer Name and Ticker or Trading Symbol
INTUIT INC. [ INTU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP and CFO
(Last) (First) (Middle)
C/O INTUIT INC., 2700 COAST AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
08/01/2023
(Street)
MOUNTAIN VIEW, CA94043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 132.404 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (right to buy) $ 281.6 ( 1 ) 07/24/2026 Common Stock 5,722 D
Non-Qualified Stock Options (right to buy) $ 303.94 ( 2 ) 07/29/2027 Common Stock 6,680 D
Non-Qualified Stock Options (right to buy) $ 525.51 ( 3 ) 07/28/2028 Common Stock 6,140 D
Non-Qualified Stock Options (right to buy) $ 496.53 ( 4 ) 07/26/2030 Common Stock 18,736 D
Restricted Stock Units (performance-based vesting) ( 8 ) 09/01/2023( 5 ) ( 6 ) Common Stock 3,243 ( 7 ) D
Restricted Stock Units (performance-based vesting) ( 8 ) 09/01/2024( 5 ) ( 6 ) Common Stock 2,806 ( 9 ) D
Restricted Stock Units (performance-based vesting) ( 8 ) 09/01/2026( 5 ) ( 6 ) Common Stock 10,989 ( 10 ) D
Restricted Stock Units ( 8 ) ( 11 ) ( 6 ) Common Stock 420 D
Restricted Stock Units ( 8 ) ( 12 ) ( 6 ) Common Stock 412 D
Restricted Stock Units ( 8 ) ( 13 ) ( 6 ) Common Stock 714 D
Restricted Stock Units ( 8 ) ( 14 ) ( 6 ) Common Stock 29,315 D
Restricted Stock Units ( 8 ) ( 15 ) ( 6 ) Common Stock 5,539 D
Restricted Stock Units (MSPP Purchased Award) ( 8 ) 08/14/2020( 16 ) ( 6 ) Common Stock 202 D
Restricted Stock Units (MSPP Matching Award) ( 8 ) 08/14/2023( 17 ) ( 6 ) Common Stock 202 D
Restricted Stock Units (MSPP Purchased Award) ( 8 ) 08/13/2021( 16 ) ( 6 ) Common Stock 129 D
Restricted Stock Units (MSPP Matching Award) ( 8 ) 08/13/2024( 17 ) ( 6 ) Common Stock 129 D
Restricted Stock Units (MSPP Purchased Award) ( 8 ) 08/12/2022( 16 ) ( 6 ) Common Stock 105 D
Restricted Stock Units (MSPP Matching Award) ( 8 ) 08/12/2025( 17 ) ( 6 ) Common Stock 105 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Aujla Sandeep
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA94043
EVP and CFO
Signatures
/s/ Tyler Cozzens, by power-of-attorney 08/07/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )25% of the 5,722 options granted on 7/25/2019 vested on 7/25/2020 and thereafter 2 1/12% of the options will vest on each monthly anniversary of the first vesting date until 100% vested.
( 2 )25% of the 6,680 options granted on 7/30/2020 vested on 7/30/2021 and thereafter 2 1/12% of the options will vest on each monthly anniversary of the first vesting date until 100% vested.
( 3 )25% of the 12,280 options granted on 7/29/2021 vested on 7/29/2022 and thereafter 2 1/12% of the options will vest on each monthly anniversary of the first vesting date until 100% vested.
( 4 )25% of the 17,033 options granted on 7/27/2023 will vest on 7/27/2024 and thereafter 2 1/12% of the options will vest on each monthly anniversary of the first vesting date until 100% vested.
( 5 )Represents vesting date for Restricted Stock Units (performance-based vesting).
( 6 )Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.
( 7 )The target number of units subject to the award is presented in the table; the number that vest may be 0-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2023. Vested Restricted Stock Units will be paid in an equal number of shares of Intuit Inc. common stock.
( 8 )1-for-1
( 9 )The target number of units subject to the award is presented in the table; the number that vest may be 0-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2024. Vested Restricted Stock Units will be paid in an equal number of shares of Intuit Inc. common stock.
( 10 )The target number of units subject to the award is presented in the table; the number that vest may be 0-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2026. Vested Restricted Stock Units will be paid in an equal number of shares of Intuit Inc. common stock.
( 11 )25% of the 2,238 restricted stock units granted on 3/16/2020 vested on March 1, 2021 and thereafter 6.25% of the restricted stock units will vest on each June 1, September 1, December 1, and March 1 until the award is fully vested.
( 12 )25% of the 1,646 restricted stock units granted on 7/30/2020 vested on July 1, 2021 and thereafter 6.25% of the restricted stock units will vest on each October 1, December 31, April 1, and July 1 until the award is fully vested.
( 13 )25% of the 1,428 restricted stock units granted on 7/29/2021 vested on July 1, 2022 and thereafter 6.25% of the restricted stock units will vest on each October 1, December 31, April 1, and July 1 until the award is fully vested.
( 14 )25% of the 42,641 restricted stock units granted on 4/18/2022 vested on April 1, 2023 and thereafter 6.25% of the restricted stock units will vest on each July 1, October 1, January 1, and April 1 until the award is fully vested.
( 15 )25% of the 5,539 restricted stock units granted on 7/27/2023 will vest on July 1, 2024 and thereafter 6.25% of the restricted stock units will vest on each October 1, December 31, April 1, and July 1 until the award is fully vested.
( 16 )Represents vesting date for Restricted Stock Unit (MSPP Purchased Award).
( 17 )Represents vesting date for Restricted Stock Unit (MSPP Matching Award).

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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