Sec Form 3 Filing - Odey Asset Management LLP @ CADIZ INC - 2023-01-31

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Odey Asset Management LLP 2. Issuer Name and Ticker or Trading Symbol CADIZ INC [ CDZI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 18 UPPER BROOK STREET 3. Date of Earliest Transaction (MM/DD/YY) 01/31/2023 (Street) LONDON, UNITED KINGDOM, X0W1K 7PU 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 340,883 I See Footnotes ( 1 ) ( 2 ) Common Stock 2,165,149 I See Footnotes ( 1 ) ( 3 ) Common Stock 3,682,219 I See Footnotes ( 1 ) ( 4 ) Common Stock 339,824 I See Footnotes ( 1 ) ( 5 ) Common Stock 1,067,593 I See Footnotes ( 1 ) ( 6 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Odey Asset Management LLP 18 UPPER BROOK STREET LONDON, UNITED KINGDOM, X0W1K 7PU X Odey Asset Management Group Ltd 18 UPPER BROOK STREET LONDON, UNITED KINGDOM, X0W1K 7PU X Odey Holdings Ltd 18 UPPER BROOK STREET LONDON, UNITED KINGDOM, X0W1K 7PU X Odey Robin Crispin William 18 UPPER BROOK STREET LONDON, UNITED KINGDOM, X0W1K 7PU X Signatures ODEY ASSET MANAGEMENT LLP By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 02/03/2023 Signature of Reporting Person Date ODEY ASSET MANAGEMENT GROUP LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 02/03/2023 Signature of Reporting Person Date ODEY HOLDINGS LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 02/03/2023 Signature of Reporting Person Date ROBIN CRISPIN WILLIAM ODEY By: /s/ Lee Markwood, Lee Markwood, as attorney-in-fact 02/03/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. ( 2 )Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser. ( 3 )Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. ( 4 )Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. ( 5 )Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. ( 6 )Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

Remarks: Exhibit ListExhibit 24 - Power of Attorney, incorporated by reference to Exhibit 99.2 to the Form 13F filed with the Securities and Exchange Commission by Robin Crispin William Odey on August 5, 2022.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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