Sec Form 4 Filing - Kasch Rick D @ Enservco Corp - 2017-05-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Kasch Rick D
2. Issuer Name and Ticker or Trading Symbol
Enservco Corp [ ENSV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Former Officer and Director
(Last) (First) (Middle)
P.O. BOX 6447
3. Date of Earliest Transaction (MM/DD/YY)
05/05/2017
(Street)
DENVER, CO80206
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,899,324 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 0.46 ( 1 ) 06/05/2017 Common Stock 100,000 100,000 D
Stock Option $ 1.74 ( 2 ) 09/30/2017 Common Stock 100,000 100,000 D
Stock Option $ 0.6 ( 2 ) 09/30/2017 Common Stock 100,000 100,000 D
Stock Option $ 0.65 ( 2 ) 09/30/2017 Common Stock 325,000 325,000 D
Stock Option $ 1.74 ( 3 ) 09/30/2017 Common Stock 110,000 110,000 D
Stock Option $ 0.65 ( 4 ) 09/30/2017 Common Stock 400,000 400,000 D
Stock Option $ 0.65 ( 5 ) 09/30/2017 Common Stock 350,000 350,000 D
Warrant $ 0.55 11/02/2012 11/30/2017 Common Stock 37,500 37,500 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kasch Rick D
P.O. BOX 6447
DENVER, CO80206
Former Officer and Director
Signatures
/s/ Rick D. Kasch 05/09/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Fully vested as of the date hereof.
( 2 )Fully vested as of the date hereof. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
( 3 )Options to acquire 40,000 shares vested on 1/1/17, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 70,000 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
( 4 )Options to acquire 150,000 shares vested on 12/31/16, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 250,000 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
( 5 )Options to acquire 116,667 shares vested on 12/31/16, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 233,333 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.

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