Sec Form 4 Filing - CONTINENZA JAMES V @ EASTMAN KODAK CO - 2023-02-16

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person CONTINENZA JAMES V 2. Issuer Name and Ticker or Trading Symbol EASTMAN KODAK CO [ KODK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Executive Chairman and CEO (Last) (First) (Middle) C/O EASTMAN KODAK COMPANY, 343 STATE STREET 3. Date of Earliest Transaction (MM/DD/YY) 02/16/2023 (Street) ROCHESTER, NY14650 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $.01 864,369 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units $ 0 ( 1 ) ( 1 ) ( 1 ) Common Stock, par value $.01 200,000 < span class="form4-data"> 200,000 D Restricted Stock Units $ 0 ( 2 ) ( 2 ) ( 2 ) Common stock, par value $.01 300,000 300,000 D Phantom Stock $ 0 ( 3 ) ( 3 ) ( 3 ) Common Stock, par value $.01 241,589 241,589 D Stock Option (Right to Buy) $ 3.03 02/16/2023 D( 4 ) 981,707 ( 4 ) 02/19/2026 Common Stock, par value $.01 981,707 ( 4 ) 0 D Stock Option (Right to Buy) $ 3.03 02/16/2023 A( 4 ) 981,707 ( 4 ) 02/19/2029 Common Stock, par value $.01 981,707 ( 4 ) 981,707 D Stock Option (Right to Buy) $ 4.53 02/16/2023 D( 4 ) 298,780 ( 4 ) 02/19/2026 Common Stock, par value $.01 298,780 ( 4 ) 0 D Stock Option (Right to Buy) $ 4.53 02/16/2023 A( 4 ) 298,780 ( 4 ) 02/19/2029 Common Stock, par value $.01 298,780 ( 4 ) 298,780 D Stock Option (Right to Buy) $ 6.03 02/16/2023 D( 4 ) 298,780 ( 4 ) 02/19/2026 Common Stock, par value $.01 298,780 ( 4 ) 0 D Stock Option (Right to Buy) $ 6.03 02/16/2023 A( 4 ) 298,780 ( 4 ) 02/19/2029 Common Stock, par value $.01 298,780 ( 4 ) 298,780 D Stock Option (Right to Buy) $ 12 02/16/2023 D( 4 ) 170,733 ( 4 ) 02/19/2026 Common Stock, par value $.01 170,733 ( 4 ) 0 D Stock Option (Right to Buy) $ 12 02/16/2023 A( 4 ) 170,733 ( 4 ) 02/19/2029 Common Stock, par value $.01 170,733 ( 4 ) 170,733 D Stock Option (Right to Buy) $ 3.03 02/16/2023 D( 5 ) 1,150,000 ( 5 ) 02/19/2026 Common Stock, par value $.01 1,150,000 ( 5 ) 0 D Stock Option (Right to Buy) $ 3.03 02/16/2023 A( 5 ) 1,150,000 ( 5 ) 02/19/2029 Common Stock, par value $.01 1,150,000 ( 5 ) 1,150,000 D Stock Option (Right to Buy) $ 4.53 02/16/2023 D( 5 ) 350,000 ( 5 ) 02/19/2026 Common Stock, par value $.01 350,000 ( 5 ) 0 D Stock Option (Right to Buy) $ 4.53 02/16/2023 A( 5 ) 350,000 ( 5 ) 02/19/2029 Common Stock, par value $.01 350,000 ( 5 ) 350,000 D Stock Option (Right to Buy) $ 6.03 02/16/2023 D( 5 ) 350,000 ( 5 ) 02/19/2026 Common Stock, par value $.01 350,000 ( 5 ) 0 D Stock Option (Right to Buy) $ 6.03 02/16/2023 A( 5 ) 350,000 ( 5 ) 02/19/2029 Common Stock, par value $.01 350,000 ( 5 ) 350,000 D Stock Option (Right to Buy) $ 12 02/16/2023 D( 5 ) 200,000 ( 5 ) 02/19/2026 Common Stock, par value $.01 200,000 ( 5 ) 0 D Stock Option (Right to Buy) $ 12 02/16/2023 A( 5 ) 200,000 ( 5 ) 02/19/2029 Common Stock, par value $.01 200,000 ( 5 ) 200,000 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other CONTINENZA JAMES V C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER, NY14650 X Executive Chairman and CEO Signatures /s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza 02/21/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023 and 2/26/2024. ( 2 )These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023, 2/26/2024 and 2/26/2025. ( 3 )Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. ( 4 )The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested. ( 5 )The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

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