Sec Form 4 Filing - ADEN ALLISON @ CAVCO INDUSTRIES INC. - 2024-05-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ADEN ALLISON
2. Issuer Name and Ticker or Trading Symbol
CAVCO INDUSTRIES INC. [ CVCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, CFO & Treasurer
(Last) (First) (Middle)
C/O 3636 N. CENTRAL AVENUE, SUITE 1200
3. Date of Earliest Transaction (MM/DD/YY)
05/21/2024
(Street)
PHOENIX, AZ85012
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/21/2024 A 971 ( 1 ) A $ 0 4,862 D
Common Stock 05/21/2024 F 272 ( 2 ) D $ 362.36 4,590 D
Common Stock 05/22/2024 A 1,357 ( 3 ) A $ 0 5,947 D
Common Stock 05/22/2024 A 420 ( 4 ) A $ 0 6,367 D
Common Stock 05/22/2024 A 444 ( 5 ) A $ 0 6,811 D
Common Stock 05/22/2024 F 124 ( 6 ) D $ 353.72 6,687 ( 7 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Titl e of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ADEN ALLISON
C/O 3636 N. CENTRAL AVENUE
SUITE 1200
PHOENIX, AZ85012
EVP, CFO & Treasurer
Signatures
/s/ Seth G. Schuknecht, attorney-in fact 05/23/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Vesting of FY22-24 Performance-based Restricted Stock Units ("RSUs").
( 2 )Surrender of shares for payment of tax withholding on release of Performance-based RSUs.
( 3 )This is an award of RSUs which will pay out into shares of Common Stock of the Company as follows: 33% on the first anniversary of the grant date, 33% on the second anniversary of the grant date and 34% on the third anniversary of the grant date.
( 4 )This is an award of RSUs that will vest 100% on August 30, 2024, to true-up the pro-rated long-term incentive compensation granted to the reporting person in her initial year of employment with the Company to align with her 3-year vesting period of the award disclosed in the Form 4 filed by the reporting person on August 31, 2021, with a grant date of August 30, 2021.
( 5 )This is an award of RSUs that will vest 100% on the grant date, awarded to true-up the pro-rated long-term incentive compensation granted to the reporting person in her initial year of employment with the Company to align with her 3-year vesting period of the award referenced in Footnote 1.
( 6 )Surrender of shares for payment of tax withholding on vesting of RSUs referenced in Footnote 5.
( 7 )Includes 4,460 shares underlying Restricted Stock Units allocated but not yet vested or delivered.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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