Sec Form 3 Filing - PLUM PARTNERS IV, LLC @ Plum Acquisition Corp, IV - 2025-01-14

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5

1. Name and Address of Reporting Person PLUM PARTNERS IV, LLC 2. Issuer Name and Ticker or Trading Symbol Plum Acquisition Corp, IV [ PLMK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O PLUM ACQUISITION CORP. IV, 2021 FILLMORE ST. #2089 3. Date of Earliest Transaction (MM/DD/YY) 01/14/2025 (Street) SAN FRANCISCO, CA94115 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Ordinary Shares 1,010,000 ( 1 ) ( 2 ) ( 3 ) D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Class B Ordinary Shares ( 4 ) ( 4 ) ( 4 ) Class A Ordinary Shares 5,675,000 ( 3 ) ( 5 ) D Private Placement Warrants ( 6 ) ( 7 ) ( 7 ) ( 7 ) Class A Ordinary Shares 220,000 ( 7 ) D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other PLUM PARTNERS IV, LLC C/O PLUM ACQUISITION CORP. IV 2021 FILLMORE ST. #2089 SAN FRANCISCO, CA94115 X Signatures /s/ Tricia Branker, Attorney-in-Fact 01/14/2025 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Includes (i) 570,000 restricted Class A Ordinary Shares of the Issuer acquired by Plum Partners IV, LLC (the "Sponsor") for no additional consideration, which shares will be transferred to the non-managing investors (as defined in the Issuer's registration statement on Form S-1 (File No. 333-281144) (the "Registration Statement")) only upon consummation of an initial business combination and (ii) 440,000 Class A Ordinary Shares of the Issuer (the "Private Placement Shares") that are included in the 440,000 private placement units of the Issuer purchased by the Sponsor (the "Private Placement Units"), in each case as described in the Registration Statement. ( 2 )Each Private Placement Unit is comprised of one Private Placement Share and one-half of one private placement warrant of the Issuer (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not include any Private Placement Shares issuable upon the exercise of Private Placement Warrants. ( 3 )The securities are held directly by the Sponsor. Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. ( 4 )The Class B Ordinary Shares have no expiration date and will automatically convert into Class A Ordinary Shares at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Registration Statement. ( 5 )Includes up to 750,000 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' overallotment option is exercised, if at all. ( 6 )Represents Private Placement Warrants included in the 440,000 Private Placement Units. ( 7 )Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 220,000 Private Placement Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire seven (7) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the company, as described in the Registration Statement.

Remarks: See Exhibit 24.1 - Power of Attorney

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.