Sec Form 4 Filing - Plutonian Investments LLC @ Plutonian Acquisition Corp. - 2022-11-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Plutonian Investments LLC
2. Issuer Name and Ticker or Trading Symbol
Plutonian Acquisition Corp. [ PLTN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1441 BROADWAY 3RD, 5TH & 6TH FLOORS
3. Date of Earliest Transaction (MM/DD/YY)
11/15/2022
(Street)
NEW YORK, NY10018
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock( 1 ) 11/15/2022 P 266,125 A 1,538,625 I See Footnote( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to purchase Common Stock $ 11.5 11/15/2022 P 266,125 ( 3 ) ( 3 ) Common Stock 266,125 ( 1 ) 266,125 I See Footnote( 2 )
Rights to purchase Common Stock $ 0 11/15/2022 P 266,125 ( 4 ) ( 4 ) Common Stock 44,354 ( 1 ) 266,125 I See Footnote( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Plutonian Investments LLC
1441 BROADWAY 3RD, 5TH & 6TH FLOORS
NEW YORK, NY10018
X
Signatures
/s/ ZHANG Guojian, Plutonian Investments LLC, by ZHANG Guojian Sole Director 11/30/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of the Company, one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants"), and one right automatically convertible into one-sixth (1/6) of a share of Common Stock upon the consummation of the registrant's initial business combination (the "Rights"). The Units are purchased for a total price of $2,661,250 with each Unit for $10.00.
( 2 )The securities are owned directly by the Reporting Person. Mr. Guojian ZHANG is the director of the Reporting Person, and has voting and dipositive power over the shares owned by Plutonian Investments LLC. Mr. Guojian ZHANG disclaims any beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
( 3 )The Warrants will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination and will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation.
( 4 )The Rights automatically convert into one-sixth (1/6) of a share of common stock upon the consummation of the registrant's initial business combination, as described in the registrant's prospectus filed with the SEC.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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