Sec Form 4 Filing - Aimfinity Investment LLC @ Aimfinity Investment Corp. I - 2023-03-10

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Aimfinity Investment LLC
2. Issuer Name and Ticker or Trading Symbol
Aimfinity Investment Corp. I [ NONE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
I/C/O AIMFINITY INVESTMENT CORP. I, 221 W 9TH ST, PMB 235
3. Date of Earliest Transaction (MM/DD/YY)
03/10/2023
(Street)
WILMINGTON, DE19801
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 03/10/2023 J( 1 ) 492,000 ( 1 ) D 0 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares ( 3 ) ( 3 ) 03/10/2023 J( 1 ) 280,000 ( 1 ) ( 3 ) ( 3 ) Class A Ordinary Shares 280,000 ( 1 ) ( 3 ) 1,652,500 ( 4 ) D
Class B Ordinary Share ( 3 ) ( 3 ) 03/17/2023 A( 5 ) 40,000 ( 5 ) ( 3 ) ( 3 ) Class A Ordinary Shares 40,000 ( 5 ) $ 0.01 1,692,500 ( 6 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Aimfinity Investment LLC
I/C/O AIMFINITY INVESTMENT CORP. I
221 W 9TH ST, PMB 235
WILMINGTON, DE19801
X
Signatures
/s/ I-Fa Chang 03/20/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )1.Pursuant to a resolution by all members and manager of Aimfinity Investment LLC (the "Sponsor") on March 10, 2023, the Sponsor distributed 492,000 private placement units, each unit consisting of one Class A ordinary shares, one Class 1 warrant and one-half of one Class 2 warrant, and 280,000 Class B ordinary shares of the Issuer held under the Sponsor's record to Imperii Strategies LLC, a member of the Sponsor.
( 2 )Including (i) 492,000 Class A Ordinary Shares underlying units (each unit having a price of $10.00 and consisting of one Class A Ordinary Share and one redeemable warrant, with each whole warrant entitling the holder to purchase one Class A Ordinary Share at a price of $11.50 per share) that were acquired by the Reporting Person in a private placement effected concurrently with the closing of the Issuer's initial public offering, based on the exercise of the underwriters' over-allotment option in full, on April 28, 2022; and (ii) the distribution of the 492,000 Class A Ordinary Shares that the Sponsor distributed to Imperii Strategies LLC on March 10, 2023.
( 3 )The Class B ordinary shares will automatically convert into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, and have no expiration date.
( 4 )Including (i) 1,932,500 Class B Ordinary Shares that were acquired by the Reporting Person in a private placement before the Issuer's IPO; (ii) the distribution of the 280,000 Class B Ordinary Shares by the Sponsor to Imperii Strategies LLC on March 10, 2023.
( 5 )Representing 40,000 Class B Ordinary Shares the Sponsor acquired from certain directors and officer of the Issuer pursuant to certain securities transfer agreement dated March 17, 2023.
( 6 )Including (i) 1,932,500 Class B Ordinary Shares that were acquired by the Reporting Person in a private placement before the Issuer's IPO; (ii) the distribution of the 280,000 Class B Ordinary Shares by the Sponsor to Imperii Strategies LLC on March 10, 2023; (iii) the purchase of 40,000 Class B Ordinary Shares by the Sponsor from certain directors and officer of the Issuer pursuant to certain securities transfer agreement dated March 17, 2023.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.