Sec Form 4 Filing - Swiftmerge Holdings, LP @ AleAnna, Inc. - 2024-12-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Swiftmerge Holdings, LP
2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SWIFTMERGE ACQUISITION CORP., 4318 FORMAN AVE.
3. Date of Earliest Transaction (MM/DD/YY)
12/13/2024
(Street)
TOLUCA LAKE, CA91602
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock ( 1 ) 12/13/2024 J( 2 ) 2,706,012 D $ 0 793,988 ( 2 ) D ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants ( 4 ) 12/13/2024 J( 4 ) 5,600,000 ( 3 ) ( 4 ) ( 4 ) Class A Common Stock 5,600,000 ( 4 ) $ 0 0 D ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Swiftmerge Holdings, LP
C/O SWIFTMERGE ACQUISITION CORP.
4318 FORMAN AVE.
TOLUCA LAKE, CA91602
X
Signatures
/s/ Christopher J. Munyan as Attorney-in-Fact 12/17/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pursuant to the Issuer's de-registration as a Cayman Islands exempted company and domestication as a Delaware corporation (the "Domestication") in connection with the closing (the "Closing") of the Issuer's initial business combination (the "Business Combination"; the Issuer prior to the Domestication, "Swiftmerge") with AleAnna, Inc. (the "Target") on December 13, 2024, each ordinary share of Swiftmerge ("Ordinary Share") was automatically converted into one share of Class A Common Stock of the Issuer ("Class A Common Stock"). In connection with the Closing, Swiftmerge was renamed "AleAnna, Inc."
( 2 )Reflects a forfeiture of 2,706,012 Ordinary Shares held by the Sponsor in connection with the Closing (the "Share Forfeiture").
( 3 )The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person.
( 4 )In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

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