Sec Form 3 Filing - ER Reservoir LLC @ Reservoir Media, Inc. - 2021-07-28

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ER Reservoir LLC
2. Issuer Name and Ticker or Trading Symbol
Reservoir Media, Inc. [ RSVR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O RICHMOND HILL INVESTMENT CO., LP, 375 HUDSON STREET, 12TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
07/28/2021
(Street)
NEW YORK, NY10014
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 13,592,793 D ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) ( 8 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ER Reservoir LLC
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
Richmond Hill Investments, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
Richmond Hill Investment Co., LP
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
Richmond Hill Capital Management, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
ESSEX EQUITY HOLDINGS, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
Taylor Ryan P.
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
LIU JOHN D
C/O RICHMOND HILL INVESTMENT CO., LP
375 HUDSON STREET, 12TH FLOOR
NEW YORK, NY10014
X
Signatures
/s/ Ryan P. Taylor, as Managing Director of ER Reservoir LLC 07/28/2021
Signature of Reporting Person Date
/s/ John D. Liu, as Authorized Signatory for Richmond Hill Investments, LLC 07/28/2021
Signature of Reporting Person Date
/s/ Ryan P. Taylor, as Authorized Signatory for Richmond Hill Investment Co., LP 07/28/2021
Signature of Reporting Person Date
/s/ Ryan P. Taylor, as Authorized Signatory for Richmond Hill Capital Management, LLC 07/28/2021
Signature of Reporting Person Date
/s/ John D. Liu, as Authorized Signatory for Essex Equity Holdings, LLC 07/28/2021
Signature of Reporting Person Date
/s/ Ryan P. Taylor 07/28/2021
Signature of Reporting Person Date
/s/ John D. Liu 07/28/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Reporting Persons listed on this Form 3 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 3 shall not be deemed to be an admission that the Reporting Persons are members of such group.
( 2 )The amount of securities shown in this row is owned directly by ER Reservoir LLC (the "Fund"). The Fund received the securities as consideration in connection with the agreement and plan of merger, dated as of April 14, 2021, by and among Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co.), Roth CH II Merger Sub Corp. and Reservoir Holdings, Inc.
( 3 )As a manager of the Fund, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of 9,854,775 of the Issuer's securities held by the Fund. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of its pecuniary interest therein.
( 4 )As a manager of the Fund, Richmond Hill Investment Co., LP (the "RHIC Manager") may be deemed to be a beneficial owner of 3,738,018 of the Issuer's securities held by the Fund. The RHIC Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
( 5 )As the general partner of the RHIC Manager, Richmond Hill Capital Management, LLC (the "General Partner") may be deemed to be a beneficial owner of 3,738,018 of the Issuer's securities held by the Fund. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
( 6 )As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of 9,854,775 of the Issuer's securities held by the Fund. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
( 7 )As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of 9,854,775 of the Issuer's securities held by the Fund. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.
( 8 )As the manager of the General Partner, Ryan P. Taylor may be deemed to be a beneficial owner of 3,738,018 of the Issuer's securities held by the Fund. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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