Sec Form 4/A Filing - Walker Jeffrey Clinton @ ALLIANCE ENTERTAINMENT HOLDING CORP - 2025-02-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Walker Jeffrey Clinton
2. Issuer Name and Ticker or Trading Symbol
ALLIANCE ENTERTAINMENT HOLDING CORP [ AENT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
8201 PETERS ROAD, SUITE 1000
3. Date of Earliest Transaction (MM/DD/YY)
02/26/2025
(Street)
PLANTATION, FL33324
4. If Amendment, Date Original Filed (MM/DD/YY)
02/27/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/26/2025 P 36,684 A $ 3.8533 ( 1 ) ( 2 ) 22,972,762 D
Class A Common Stock 02/27/2025 P 32,500 A $ 3.9297 ( 1 ) ( 3 ) 23,005,262 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 11.5 02/26/2025 P 28,476 03/12/2023 02/10/2028 Class A Common Stock 28,476 $ 0.2589 ( 4 ) 28,476 D
Warrant $ 11.5 02/27/2025 P 52,500 03/12/2023 02/10/2028 Class A Common Stock 52,500 $ 0.2843 ( 5 ) 80,976 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Walker Jeffrey Clinton
8201 PETERS ROAD
SUITE 1000
PLANTATION, FL33324
X X Chief Executive Officer
Signatures
/s/ Jeffrey Walker 03/03/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Amendment is being filed to correct the price reported for the shares of common stock purchased on February 26, 2025 and February 27, 2025.
( 2 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.9852. The reporting person undertakes to provide to Alliance Entertainment Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
( 3 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00.
( 4 )The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2292 to $0.2866.
( 5 )The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.27 to $0.30.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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