Sec Form 5 Filing - Jefferies Financial Group Inc. @ Landcadia Holdings III, Inc. - 2020-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jefferies Financial Group Inc.
2. Issuer Name and Ticker or Trading Symbol
Landcadia Holdings III, Inc. [ LCY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O LANDCADIA HOLDINGS III, INC., 1510 WEST LOOP SOUTH
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2020
(Street)
HOUSTON, TX77027
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 10/13/2020 P 143,593 A $ 9.9342 143,593 I See footnote ( 1 )
Class A common stock 10/14/2020 P 107,682 A $ 9.941 251,275 I See footnote ( 1 )
Class A common stock 10/15/2020 P 348,725 A $ 9.9611 600,000 I See footnote ( 1 )
Class A common stock 10/15/2020 P 100,000 A $ 9.97 700,000 I See footnote ( 1 )
Class A common stock 10/16/2020 P 325,664 A $ 9.9804 1,025,664 I See footnote ( 1 )
Class A common stock 10/19/2020 P 226,689 A $ 10 1,252,353 I See footnote ( 1 )
Class A common stock 10/20/2020 P 244,847 A $ 9.9964 1,497,200 I See footnote ( 1 )
Class A common stock 10/21/2020 P 2,800 A $ 9.97 1,500,000 I See footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jefferies Financial Group Inc.
C/O LANDCADIA HOLDINGS III, INC.
1510 WEST LOOP SOUTH
HOUSTON, TX77027
X X
Signatures
/s/ Shanna B. Green, as Attorney-in-Fact 02/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

Remarks:
Jefferies Financial Group Inc. may be deemed a director by deputization solely due to the circumstances of Mr. Richard Handler's service on the board of directors of the Issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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