Sec Form 3 Filing - Vickers Venture Fund VI Pte Ltd @ Vickers Vantage Corp. I - 2021-01-06

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Vickers Venture Fund VI Pte Ltd
2. Issuer Name and Ticker or Trading Symbol
Vickers Vantage Corp. I [ VCKAU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O VICKERS VANTAGE CORP. I, 1 HARBOURFRONT AVENUE, #16-06
3. Date of Earliest Transaction (MM/DD/YY)
01/06/2021
(Street)
SINGAPORE, U0098632
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 3,054,499 ( 1 ) I By Vickers Venture Fund VI Pte Ltd ( 2 )
Ordinary Shares 320,501 ( 3 ) I By Vickers Venture Fund VI (Plan) Pte Ltd ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 11.5 ( 5 ) ( 6 ) Ordinary Shares 5,973,000 ( 7 ) I By Vickers Venture Fund VI Pte Ltd ( 2 )
Warrants $ 11.5 ( 5 ) ( 6 ) Ordinary Shares 627,000 ( 7 ) I By Vickers Venture Fund VI (Plan) Pte Ltd ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Vickers Venture Fund VI Pte Ltd
C/O VICKERS VANTAGE CORP. I
1 HARBOURFRONT AVENUE, #16-06
SINGAPORE, U0098632
X
Vickers Venture Fund VI (Plan) Pte Ltd
C/O VICKERS VANTAGE CORP. I
1 HARBOURFRONT AVENUE, #16-06
SINGAPORE, U0098632
X
Chi Jeffrey
C/O VICKERS VANTAGE CORP. I
1 HARBOURFRONT AVENUE, #16-06
SINGAPORE, U0098632
X X Chief Executive Officer
Ho Chris
C/O VICKERS VANTAGE CORP. I
1 HARBOURFRONT AVENUE, #16-06
SINGAPORE, U0098632
X X Chief Financial Officer
Signatures
Vickers Venture Fund VI Pte Ltd, by Jeffrey Chi, Managing Member 01/06/2021
Signature of Reporting Person Date
Vickers Venture Fund VI (Plan) Pte Ltd, by Jeffrey Chi, Managing Member 01/06/2021
Signature of Reporting Person Date
/s/ Jeffrey Chi 01/06/2021
Signature of Reporting Person Date
/s/ Christopher Ho 01/06/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes up to 407,267 ordinary shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
( 2 )These securities are owned directly by Vickers Venture Fund VI Pte Ltd, a ten percent owner of the Issuer, and indirectly by its managing members, Jeffrey Chi, the Issuer's Chief Executive Officer, and Christopher Ho, the Issuer's Chief Financial Officer. Each of Mr. Chi and Mr. Ho disclaims beneficial ownership of the securities held by Vickers Venture Fund VI Pte Ltd, except to the extent of his pecuniary interest therein.
( 3 )Includes up to 42,733 ordinary shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
( 4 )These securities are owned directly by Vickers Venture Fund VI (Plan) Pte Ltd and indirectly by its managing members, Jeffrey Chi, the Issuer's Chief Executive Officer, and Christopher Ho, the Issuer's Chief Financial Officer. Each of Mr. Chi and Mr. Ho disclaims beneficial ownership of the securities held by Vickers Venture Fund VI (Plan) Pte Ltd, except to the extent of his pecuniary interest therein.
( 5 )Each warrant will become exercisable on the later of the completion of an initial business combination and January 11, 2022.
( 6 )Each warrant will expire five years after the completion of an initial business combination.
( 7 )Represents warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, Vickers Venture Fund VI Pte Ltd and Vickers Venture Fund VI (Plan) Pte Ltd irrevocably committed to purchase. Does not include up to 240,000 warrants which such entities irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercises the overallotment option in full.

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