|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
3,824,591 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
1,269,230 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
6
) |
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
255,094 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
84,655 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
7
) |
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
131,645 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
43,687 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
8
) |
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
2,415,530 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
801,619 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
9
) |
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
128,384 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
42,605 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
10
) |
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
47,674 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
15,820 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
11
) |
Series B Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
4,211,330 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
1,397,574 (
1
) (
2
) (
3
) (
4
) (
5
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
12
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
2,361,805 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
724,702 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
6
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
157,529 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
48,336 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
7
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
81,295 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
24,944 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
8
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
1,491,666 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
457,706 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
9
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
79,281 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
24,326 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
10
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
29,440 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
9,033 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
11
) |
Series B-2 Preferred Stock |
(
2
) (
3
) (
4
) (
5
) |
07/28/2020 |
|
C |
|
|
2,600,628 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
)(
3
)(
4
)(
5
) |
(
2
)(
3
)(
4
)(
5
) |
Common Stock |
797,983 (
2
) (
3
) (
4
) (
5
) (
13
) |
(
2
) (
3
) (
4
) (
5
) |
0 |
I |
See Footnote (
12
) |
|
|