Sec Form 4 Filing - Stiefel Jennifer D H @ Heritage Distilling Holding Company, Inc. - 2025-02-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Stiefel Jennifer D H
2. Issuer Name and Ticker or Trading Symbol
Heritage Distilling Holding Company, Inc. [ CASK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & Secretary
(Last) (First) (Middle)
C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD
3. Date of Earliest Transaction (MM/DD/YY)
02/07/2025
(Street)
GIG HARBOR, WA98332
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/07/2025 P 2,450 A $ 1.23 67,294 D ( 1 )
Common Stock 02/07/2025 P 2,916 A $ 1.2 43,615 I By Spouse ( 2 )
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to Puchase Shares of Common Stock $ 8 ( 3 ) 11/25/2026 Common Stock 75,688 75,688 D
Warrants to Puchase Shares of Common Stock $ 12 ( 3 ) 05/25/2027 Common Stock 151,376 151,376 D
Warrants to Puchase Shares of Common Stock $ 20 ( 3 ) 11/25/2029 Common Stock 189,220 189,220 D
Warrants to Puchase Shares of Common Stock $ 8 ( 3 ) 11/25/2026 Common Stock 27,398 27,398 I By Spouse ( 2 )
Warrants to Puchase Shares of Common Stock $ 12 ( 3 ) 05/25/2027 Common Stock 54,796 54,796 I By Spouse ( 2 )
Warrants to Puchase Shares of Common Stock $ 20 ( 3 ) 11/25/2029 Common Stock 68,495 68,495 I By Spouse ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Stiefel Jennifer D H
C/O HERITAGE DISTILLING HOLDING COMPANY
9668 BUJACICH ROAD
GIG HARBOR, WA98332
X President & Secretary
Signatures
/s/ Justin B. Stiefel, attorney-in-fact for Jennifer D.H. Stiefel 02/07/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 2,710 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account
( 2 )These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
( 3 )The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days.

Remarks:
The reporting person's Form 3 omitted 416,284 warrants to purchase common stock held directly by the reporting person and 150,689 warrants to purchase common stock held indirectly by the reporting person's spouse due to an administrative error. This Form 4 has been updated to correct this error.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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