Sec Form 3/A Filing - Marker Beth A @ Heritage Distilling Holding Company, Inc. - 2024-11-12

FORM 3/A Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Marker Beth A 2. Issuer Name and Ticker or Trading Symbol Heritage Distilling Holding Company, Inc. [ CASK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) SVP of Retail Operations (Last) (First) (Middle) C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD 3. Date of Earliest Transaction (MM/DD/YY) 11/12/2024 (Street) GIG HARBOR, WA98332 4. If Amendment, Date Original Filed (MM/DD/YY) 11/18/2024 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Warrants to Puchase Shares of Common Stock $ 8 ( 1 ) 11/25/2026 Common Stock 10 D Warrants to Puchase Shares of Common Stock $ 12 ( 1 ) 05/25/2027 Common Stock 20 D Warrants to Puchase Shares of Common Stock $ 20 ( 1 ) 11/25/2029 Common Stock 25 D Stock Options $ 157.89 05/01/2022( 2 ) 06/21/2025 Common Stock 184 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Marker Beth A C/O HERITAGE DISTILLING HOLDING COMPANY 9668 BUJACICH ROAD GIG HARBOR, WA98332 SVP of Retail Operations Signatures /s/ Justin B. Stiefel, attorney-in-fact for Beth A. Marker 02/07/2025 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days. ( 2 )The option was granted on June 22, 2018. The option vested over a period of four years from the vesting commencement date of May 1, 2018. The option is fully vested and is subject to the expiration of the lock-up agreement, executed by reporting person, which is 180 days following the date of theunderwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters.

Remarks: This Amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of the Issuer. No new transactions are being reported herein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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