Sec Form 3 Filing - Gotham Green Partners LLC @ MedMen Enterprises, Inc. - 2020-10-23

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gotham Green Partners LLC
2. Issuer Name and Ticker or Trading Symbol
MedMen Enterprises, Inc. [ MMNFF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1437 4TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
10/23/2020
(Street)
SANTA MONICA, CA90401
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Subordinate Voting Shares 121,936 I By Gotham Green Fund I, L.P. ( 1 )
Class B Subordinate Voting Shares 734,035 I By Gotham Green Fund I (Q), L.P. ( 1 )
Class B Subordinate Voting Shares 268,226 I By Gotham Green Fund II, L.P. ( 1 )
Class B Subordinate Voting Shares 1,561,043 I By Gotham Green Fund II (Q), L.P. ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Notes $ 0.34 06/30/2020 04/23/2022 Class B Subordinate Voting Shares 12,045 I By Gotham Green SPV VI, L.P. ( 1 )
Convertible Notes $ 0.2 09/14/2020 04/23/2022 Class B Subordinate Voting Shares 35,951 I By Gotham Green Fund I, L.P. ( 1 )
Convertible Notes $ 0.2 09/14/2020 04/23/2022 Class B Subordinate Voting Shares 143,825 I By Gotham Green Fund I (Q), L.P. ( 1 )
Convertible Notes $ 0.2 09/14/2020 04/23/2022 Class B Subordinate Voting Shares 96,441 I By Gotham Green Fund II, L.P. ( 1 )
Convertible Notes $ 0.2 09/14/2020 04/23/2022 Class B Subordinate Voting Shares 561,320 I By Gotham Green Fund II (Q), L.P. ( 1 )
Convertible Notes $ 0.2 09/14/2020 04/23/2022 Class B Subordinate Voting Shares 1,050,492 I By Gotham Green SPV IV, L.P. ( 1 )
Convertible Notes $ 2.55 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 6,257 I By Gotham Green Fund I, L.P. ( 1 )
Convertible Notes $ 2.55 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 25,032 I By Gotham Green Fund I (Q), L.P. ( 1 )
Convertible Notes $ 2.55 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 13,763 I By Gotham Green Fund II, L.P. ( 1 )
Convertible Notes $ 2.55 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 80,105 I By Gotham Green Fund II (Q), L.P. ( 1 )
Convertible Notes $ 2.55 05/22/2019 04/23/2022 Class B Subordinate Voting Shares 4,816 I By Gotham Green Fund I, L.P. ( 1 )
Convertible Notes $ 2.55 05/22/2019 04/23/2022 Class B Subordinate Voting Shares 19,268 I By Gotham Green Fund I (Q), L.P. ( 1 )
Convertible Notes $ 2.55 05/22/2019 04/23/2022 Class B Subordinate Voting Shares 10,594 I By Gotham Green Fund II, L.P. ( 1 )
Convertible Notes $ 2.55 05/22/2019 04/23/2022 Class B Subordinate Voting Shares 61,659 I By Gotham Green Fund II (Q), L.P. ( 1 )
Convertible Notes $ 2.55 05/22/2019 04/23/2022 Class B Subordinate Voting Shares 323,197 I By Gotham Green SPV IV, L.P. ( 1 )
Convertible Notes $ 2.17 07/12/2019 04/23/2022 Class B Subordinate Voting Shares 3,202 I By Gotham Green Fund I, L.P. ( 1 )
Convertible Notes $ 2.17 07/12/2019 04/23/2022 Class B Subordinate Voting Shares 12,810 I By Gotham Green Fund I (Q), L.P. ( 1 )
Convertible Notes $ 2.17 07/12/2019 04/23/2022 Class B Subordinate Voting Shares 7,043 I By Gotham Green Fund II, L.P. ( 1 )
Convertible Notes $ 2.17 07/12/2019 04/23/2022 Class B Subordinate Voting Shares 40,993 I By Gotham Green Fund II (Q), L.P. ( 1 )
Convertible Notes $ 2.17 07/12/2019 04/23/2022 Class B Subordinate Voting Shares 93,816 I By Gotham Green SPV IV, L.P. ( 1 )
Convertible Notes $ 0.778 11/27/2019 04/23/2022 Class B Subordinate Voting Shares 24,998 I By Gotham Green Fund II, L.P. ( 1 )
Convertible Notes $ 0.778 11/27/2019 04/23/2022 Class B Subordinate Voting Shares 145,500 I By Gotham Green Fund II (Q), L.P. ( 1 )
Convertible Notes $ 1.28 10/29/2019 04/23/2022 Class B Subordinate Voting Shares 3,968 I By Gotham Green Fund I, L.P. ( 1 )
Convertible Notes $ 1.28 10/29/2019 04/23/2022 Class B Subordinate Voting Shares 15,875 I By Goth am Green Fund I(Q), L.P. ( 1 )
Convertible Notes $ 1.28 10/29/2019 04/23/2022 Class B Subordinate Voting Shares 8,728 I By Gotham Green Fund II, L.P. ( 1 )
Convertible Notes $ 1.28 10/29/2019 04/23/2022 Class B Subordinate Voting Shares 50,802 I By Gotham Green Fund II (Q), L.P. ( 1 )
Convertible Notes $ 1.28 10/29/2019 04/23/2022 Class B Subordinate Voting Shares 116,265 I By Gotham Green SPV IV, L.P. ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gotham Green Partners LLC
1437 4TH STREET
SANTA MONICA, CA90401
X
Signatures
/s/ Jason Adler, Managing Member 11/03/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund I, LP and Gotham Green Fund I(Q) LP. Gotham Green GP 2 LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.

Remarks:
This is one of three Form 3s filed on November 3, 2020 to report the beneficial ownership of the reporting person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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