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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Warrants |
$
0.26 |
|
|
|
|
|
|
03/27/2020 |
03/27/2025 |
Class B Subordinate Voting Shares |
38,461,539 |
|
|
I |
By Gotham Green Partners SPV VI, L.P. (
1
) |
Warrants |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/24/2025 |
Class B Subordinate Voting Shares |
9,615,385 |
|
|
I |
By Gotham Green Partners SPV VI, L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
80,678 |
|
|
I |
By Gotham Green Fund I, L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
322,764 |
|
|
I |
By Gotham Green Fund I (Q), L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
177,458 |
|
|
I |
By Gotham Green Fund II, L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,032,870 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
23,307 |
|
|
I |
By Gotham Green Fund I, L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
93,243 |
|
|
I |
By Gotham Green Fund I (Q), L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
51,266 |
|
|
I |
By Gotham Green Fund II, L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
298,385 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
62,526 |
|
|
I |
By Gotham Green Fund I, L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
250,142 |
|
|
I |
By Gotham Green Fund I (Q), L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
137,530 |
|
|
I |
By Gotham Green Fund II, L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
800,474 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
1
) |
Warrants |
$
3.718 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
4,195,804 |
|
|
I |
By Gotham Green SPV IV, L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
18,063 |
|
|
I |
By Gotham Green Fund I, L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
72,263 |
|
|
I |
By Gotham Green Fund I (Q), L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
39,731 |
|
|
I |
By Gotham Green Fund II, L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
231,248 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
1
) |
Warrants |
$
4.29 |
|
|
|
|
|
|
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
1,212,121 |
|
|
I |
By Gotham Green SPV IV, L.P. (
1
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
42,136 |
|
|
I |
By Gotham Green Fund I, L.P. (
1
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
168,571 |
|
|
I |
By Gotham Green Fund I (Q), L.P. (
1
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
92,682 |
|
|
I |
By Gotham Green Fund II, L.P. (
1
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
539,441 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
1
) |
Warrants |
$
3.159
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
1,234,568 |
|
|
I |
By Gotham Green SPV IV, L.P. (
1
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
12,173 |
|
|
I |
By Gotham Green Fund I, L.P. (
1
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2020 |
Class B Subordinate Voting Shares |
48,698 |
|
|
I |
By Gotham Green Fund I (Q), L.P. (
1
) |
|