Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Note (
1
) |
$
0.26 |
01/11/2021 |
|
H(
2
) |
|
|
60,137,630 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
60,137,630 |
(
3
) |
0 |
I (
4
) |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
7
) |
|
98,764,383 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
98,764,383 |
(
3
) |
98,764,383 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
H(
8
) |
|
|
122,126,308 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
122,126,308 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
J(
9
) |
|
116,674,368 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
116,674,368 |
(
3
) |
116,674,368 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.2 |
01/11/2021 |
|
H(
2
) |
|
|
19,962,954 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
19,962,954 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
7
) |
|
24,946,726 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
24,946,726 |
(
3
) |
24,946,726 |
I |
By Gotham Green Fund IV LP. |
Convertible Note (
6
) |
$
2.55 |
01/11/2021 |
|
H(
10
) |
|
|
6,141,845 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
6,141,845 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
2.17 |
01/11/2021 |
|
H(
10
) |
|
|
1,782,825 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,782,825 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
1.28 |
01/11/2021 |
|
H(
10
) |
|
|
2,209,434 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,209,434 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
11
) |
|
125,649,320 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
125,649,320 |
(
3
) |
125,649,320 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.2 |
01/11/2021 |
|
H(
2
) |
|
|
1,011,088 |
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,011,088 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
12
) |
|
1,226,451 |
|
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,226,451 |
(
3
) |
1,226,451 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
7
) |
|
602,727 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
602,727 |
(
3
) |
602,727 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
2.55 |
01/11/2021 |
|
H(
10
) |
|
|
311,074 |
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
311,074 |
(
3
) |
0 |
I |
By Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
2.17 |
01/11/2021 |
|
H(
10
) |
|
|
90,297 |
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
90,297 |
(
3
) |
0 |
I |
BBy Gotham Green Fund IV LP. (
5
) |
Convertible Note (
6
) |
$
1.28 |
01/11/2021 |
|
H(
10
) |
|
|
111,904 |
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
111,904 |
(
3
) |
0 |
I |
By Gotham Green Partners IV, L.P. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
13
) |
|
6,117,273 |
|
(
13
) |
04/23/2022 |
Class B Subordinate Voting Shares |
6,117,273 |
(
3
) |
6,117,273 |
I |
By Gotham Green Partners IV, L.P. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
11
) |
|
3,035,761 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,035,761 |
(
3
) |
3,035,761 |
I |
By Gotham Green Partners IV, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1608 |
01/11/2021 |
|
J(
14
) |
|
|
3,730,474 |
01/11/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,730,474 |
(
3
) |
3,730,474 |
I |
By Gotham Green Partners IV, L.P. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
2
) |
|
|
10,075,553 |
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
10,075,553 |
(
3
) |
0 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
12
) |
|
844,373 |
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
844,373 |
(
3
) |
844,373 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
7
) |
|
16,643,324 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
16,643,324 |
(
3
) |
16,643,324 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.2845 |
01/11/2021 |
|
H(
15
) |
|
|
498,531 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
498,531 |
(
3
) |
0 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.2845 |
01/11/2021 |
|
H(
15
) |
|
|
13,434 |
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
13,434 |
(
3
) |
0 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
|