Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Note (
1
) |
$
2.17 |
01/11/2021 |
|
H(
2
) |
|
|
243,432 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
243,432 |
(
3
) |
0 |
I (
4
) |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
1.28 |
01/11/2021 |
|
H(
2
)
a> |
|
|
301,682 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
301,682 |
(
3
) |
0 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
7
) |
|
17,202,844 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
17,202,844 |
(
3
) |
17,202,844 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.2 |
01/11/2021 |
|
H(
8
) |
|
|
138,430 |
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
138,430 |
(
3
) |
0 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
9
) |
|
167,942 |
|
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
167,942 |
(
3
) |
167,942 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
10
) |
|
82,520 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
82,520 |
(
3
) |
82,520 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
2.55 |
01/11/2021 |
|
H(
2
) |
|
|
24,093 |
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
24,093 |
(
3
) |
0 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
2.55 |
01/11/2021 |
|
H(
2
) |
|
|
18,545 |
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
18,545 |
(
3
) |
0 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
2.17 |
01/11/2021 |
|
H(
2
) |
|
|
12,329 |
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
12,329 |
(
3
) |
0 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
1.28 |
01/11/2021 |
|
H(
2
) |
|
|
15,280 |
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
15,280 |
(
3
) |
0 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
11
) |
|
845,875 |
|
(
11
) |
04/23/2022 |
Class B Subordinate Voting Shares |
845,875 |
(
3
) |
845,875 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
7
) |
|
415,631 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
415,631 |
(
3
) |
415,631 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1608 |
01/11/2021 |
|
J(
12
) |
|
15,757,826 |
|
01/11/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
15,757,826 |
(
3
) |
15,757,826 |
I |
By Gotham Green Fund 1(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
H(
13
) |
|
|
258,792 |
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
258,792 |
(
3
) |
526,599 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
J(
14
) |
|
258,792 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
258,792 |
(
3
) |
258,792 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
8
) |
|
|
243,934 |
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
243,934 |
(
3
) |
0 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
9
) |
|
385,878 |
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
385,878 |
(
3
) |
385,878 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
10
) |
|
189,044 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
189,044 |
(
3
) |
189,044 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
8
) |
|
|
35,701 |
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
35,701 |
(
3
) |
0 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
9
) |
|
56,297 |
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
56,297 |
(
3
) |
56,297 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
10
) |
|
27,667 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
27,667 |
(
3
) |
27,667 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.2845 |
01/11/2021 |
|
H(
13
) |
|
|
287,576 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
287,576 |
(
3
) |
0 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.2845 |
01/11/2021 |
|
J(
14
) |
|
287,576 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
287,576 |
(
3
) |
287,576 |
I |
By Gotham Green Fund II LP. (
5
) |
|