Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Notes |
$
0.2 |
|
|
|
|
|
|
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
34,602 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
0.2 |
|
|
|
|
|
|
09/14/2020
|
04/23/2022 |
Class B Subordinate Voting Shares |
138,430 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
0.2 |
|
|
|
|
|
|
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
92,823 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
0.2 |
|
|
|
|
|
|
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
540,265 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
0.2 |
|
|
|
|
|
|
09/14/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,011,088 (
1
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
6,022 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
24,093 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
13,247 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
77,100 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
4,636 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
18,545 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
10,196 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
59,347 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
2.55 |
|
|
|
|
|
|
05/22/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
311,074 (
1
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes |
$
2.17 |
|
|
|
|
|
|
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,082 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
2.17 |
|
|
|
|
|
|
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
12,329 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
2.17 |
|
|
|
|
|
|
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
6,779 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
2.17 |
|
|
|
|
|
|
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
39,455 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
2.17 |
|
|
|
|
|
|
07/12/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
90,297 (
1
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes |
$
0.778 |
|
|
|
|
|
|
11/27/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
24,061 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
0.778 |
|
|
|
|
|
|
11/27/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
140,042 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
1.28 |
|
|
|
|
|
|
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,819 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
1.28 |
|
|
|
|
|
|
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
15,280 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
1.28 |
|
|
|
|
|
|
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
8,401 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
1.28 |
|
|
|
|
|
|
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
48,896 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
1.28 |
|
|
|
|
|
|
10/29/2019 |
04
/23/2022 |
Class B Subordinate Voting Shares |
111,904 (
1
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
|