Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Notes (
1
) |
$
0.26 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
60,137,630 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.26 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,103,487 |
|
|
I |
By Gotham Green SPV VI, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.34 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
4,179,473 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.34 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
16,720,503 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
0.34 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
11,211,853 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.34 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
65,256,930 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
0.34 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
122,126,308 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.2 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
683,183 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.2 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,733,159 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
0.2 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,832,707 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.2 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
10,666,998 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
0.2 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
19,962,954 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
1
) |
$
2.55 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
210,432 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
1
) |
$
2.55 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
841,858 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
2.55 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
462,860 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
1
) |
$
2.55 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,694,009 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
2.55 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
6,141,845 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
1
) |
$
2.17 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
60,848 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
1
) |
$
2.17 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
243,432 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
2.17 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
133,841 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
1
) |
$
2.17 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
779,000 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
2.17 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,782,825 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.778 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
475,056 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
1
) |
$
0.778 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,764,995 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
1.28 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
75,409 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
1
) |
$
1.28 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
301,682 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
1.28 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
165,867 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
1
) |
$
1.28 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
965,405 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
1
) |
$
1.28 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,209,434 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
|