Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
90,932 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
03/27/20
20 |
04/23/2022 |
Class B Subordinate Voting Shares |
363,784 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
243,934 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,419,779 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,657,073 (
1
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
40,521,351 (
1
) |
|
|
I |
By Gotham Green SPV VI, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
13,308 (
1
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
53,242 (
1
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
35,701 (
1
) |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
207,794 (
1
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
388,880 (
1
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes |
$
0.26 |
|
|
|
|
|
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
10,075,553 (
1
) |
|
|
I |
By Gotham Green SPV VI, L.P. (
2
) |
Warrants (
3
) |
$
0.26 |
|
|
|
|
|
|
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
296,280 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Warrants (
3
) |
$
0.26 |
|
|
|
|
|
|
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
1,724,453 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Warrants (
3
) |
$
0.26 |
|
|
|
|
|
|
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
3,125,000 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Warrants (
3
) |
$
0.2 |
|
|
|
|
|
|
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
277,309 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Warrants (
3
) |
$
0.2 |
|
|
|
|
|
|
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
1,109,410 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Warrants (
3
) |
$
0.2 |
|
|
|
|
|
|
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
770,328 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Warrants (
3
) |
$
0.2 |
|
|
|
|
|
|
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
4,483,579 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Warrants (
3
) |
$
0.2 |
|
|
|
|
|
|
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
8,125,000 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.2845 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
107,213 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.2845 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
428,921 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
3
) |
$
0.2845 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
287,611 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.2845 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,673,994 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
Convertible Notes (
3
) |
$
0.2845 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,132,828 |
|
|
I |
By Gotham Green SPV IV, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.2845 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
498,531 |
|
|
I |
By Gotham Green SPV VI, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.26 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,058,063 |
|
|
I |
By Gotham Green Fund 1, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.26 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
8,233,536 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
2
) |
Convertible Notes (
3
) |
$
0.26 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
5,520,958 |
|
|
I |
By Gotham Green Fund II, L.P. (
2
) |
Convertible Notes (
3
) |
$
0.26 |
|
|
|
|
|
|
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
32,133,921 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
2
) |
|