Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Warrants |
$
6.87 (
1
) |
|
|
|
|
|
|
09/27/2018(
2
) |
09/27/2021(
2
) |
Class B Subordinate Voting Shares |
59,992 |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Warrants |
$
6.87 (
1
) |
|
|
|
|
|
|
09/27/2018(
2
) |
09/27/2021(
2
) |
Class B Subordinate Voting Shares |
240,007 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
42,136 |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
168,571 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
92,682 |
|
|
I |
By Gotham Green Fund II, L.P. (
3
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
539,441 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
3
) |
Warrants |
$
3.159 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
1,234,568 |
|
|
I |
By Gotham Green SPV IV, L.P. (
3
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
12,173 |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
48,698 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
26,775 |
|
|
I |
By Gotham Green Fund II, L.P. (
3
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
155,838 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
3
) |
Warrants |
$
3.645 |
|
|
|
|
|
|
07/12/2019 |
07/12/2022(
4
) |
Class B Subordinate Voting Shares |
356,653 |
|
|
I |
By Gotham Green SPV IV, L.P. (
3
) |
Convertible Notes |
$
0.34 |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
211,683 (
5
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Convertible Notes |
$
0.34 |
|
|
|
|
|
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06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
846,864 (
5
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
Convertible Notes |
$
0.34 |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
567,861 (
5
) |
|
|
I |
By Gotham Green Fund II, L.P. (
3
) |
Convertible Notes |
$
0.34 |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,305,148 (
5
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
3
) |
Convertible Notes |
$
0.34 |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
6,185,482 (
5
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
3
) |
Convertible Notes |
$
0.2845 (
6
) |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,889 (
6
) |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Convertible Notes |
$
0.2845 (
6
) |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
11,558 (
6
) |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
Convertible Notes |
$
0.2845 (
6
) |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
7,750 (
6
) |
|
|
I |
By Gotham Green Fund II, L.P. (
3
) |
Convertible Notes |
$
0.2845 (
6
) |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
45,110 (
6
) |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
3
) |
Convertible Notes |
$
0.2845 (
6
) |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
84,422 (
6
) |
|
|
I |
By Gotham Green SPV IV, L.P. (
3
) |
Convertible Notes |
$
0.2845 (
6
) |
|
|
|
|
|
|
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
13,434 (
6
) |
|
|
I |
By Gotham Green SPV VI, L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
533,287 |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
2,133,480 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
1,481,399 |
|
|
I |
By Gotham Green Fund II, L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
8,622,266 |
|
|
I |
By Gotham Green Fund II (Q), L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
15,625,000 |
|
|
I |
By Gotham Green SPV IV, L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
106,657 |
|
|
I |
By Gotham Green Fund 1, L.P. (
3
) |
Warrants (
7
) |
$
0.26 |
|
|
|
|
|
|
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
426,696 |
|
|
I |
By Gotham Green Fund 1 (Q), L.P. (
3
) |
|