Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
|
2. Transaction Date (MM/DD/YY)
|
2A. Deemed Execution Date, if any (MM/DD/YY)
|
3. Transaction Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
1,959,129 |
D |
$
8.077 |
170,363 |
I |
By Brigham Parent Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
170,363 |
D |
$
8.077 |
0 |
I |
By Brigham Parent Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
9,943 |
D |
|
0 |
I |
By WP Energy Partners Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
9,943 |
A |
|
9,943 |
I |
By WP Energy Partners Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
9,148
| D |
$
8.077 |
795 |
I |
By WP Energy Partners Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
795 |
D |
$
8.077 |
0 |
I |
By WP Energy Partners Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
75,931 |
D |
|
0 |
I |
By Warburg Pincus Energy (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
75,931 |
A |
|
75,931 |
I |
By Warburg Pincus Energy (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
69,856 |
D |
$
8.077 |
6,075 |
I |
By Warburg Pincus Energy (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
6,075 |
D |
$
8.077 |
0 |
I |
By Warburg Pincus Energy (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
119,549 |
D |
|
0 |
I |
By Warburg Pincus XI (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
119,549 |
A |
|
119,549 |
I |
By Warburg Pincus XI (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
109,985 |
D |
$
8.077 |
9,564 |
I |
By Warburg Pincus XI (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
9,564 |
D |
$
8.077 |
0 |
I |
By Warburg Pincus XI (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
11
) (
12
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
121,434 |
D |
|
0 |
I |
By WP Energy Brigham Holdings, L.P. (
1
) (
2
) (
3
)
(
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
121,434 |
A |
|
121,434 |
I |
By WP Energy Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
111,719 |
D |
$
8.077 |
9,715 |
I |
By WP Energy Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
9,715 |
D |
$
8.077 |
0 |
I |
By WP Energy Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
192,656 |
D |
|
0 |
I |
By WP Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
192,656 |
A |
|
192,656 |
I |
By WP Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
177,243 |
D |
$
8.077 |
15,413 |
I |
By WP Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
15,413 |
D |
$
8.077 |
0 |
I |
By WP Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
1,257,206 |
D |
|
0 |
I |
By Warburg Pincus Energy (E&P)-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
1,257,206 |
A |
|
1,257,206 |
I |
By Warburg Pincus Energy (E&P)-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
1,156,628 |
D |
$
8.077 |
100,578 |
I |
By Warburg Pincus Energy (E&P)-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
100,578 |
D |
$
8.077 |
0 |
I |
By Warburg Pincus Energy (E&P)-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Class B common stock, par value $0.01 |
09/15/2020 |
|
C |
|
1,551,559 |
D |
|
0 |
I |
By Warburg Pincus Private Equity (E&P) XI-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
C |
|
1,551,559 |
A |
|
1,551,559 |
I |
By Warburg Pincus Private Equity (E&P) XI-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
21
) |
|
1,427,432 |
D |
$
8.077 |
124,127 |
I |
By Warburg Pincus Private Equity (E&P) XI-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) (
12
) |
Class A common stock, par value $0.01 |
09/15/2020 |
|
S(
22
) |
|
124,127 |
D |
$
8.077 |
0 |
I |
By Warburg Pincus Private Equity (E&P) XI-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) (
12
) |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
9,943 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
9,943 |
$
0 |
0 |
I |
By WP Energy Partners Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
75,931 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
75,931 |
$
0 |
0 |
I |
By Warburg Pincus Energy (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) (
12
) |
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
119,549 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
119,549 |
$
0 |
0 |
I |
By Warburg Pincus XI (E&P) Partners-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) (
12
) |
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
121,434 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
121,434 |
$
0 |
0 |
I |
By WP Energy Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
192,656 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
192,656 |
$
0 |
0 |
I |
By WP Brigham Holdings, L.P. (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) |
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
1,257,206 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
1,257,206 |
$
0 |
0 |
I |
By Warburg Pincus Energy (E&P)-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
10
) |
Brigham Minerals Holdings, LLC common unit |
(
13
) |
09/15/2020 |
|
C |
|
|
1,551,559 |
(
13
) |
(
13
) |
Class A common stock, par value $0.01 |
1,551,559 |
$
0 |
0 |
I |
By Warburg Pincus Private Equity (E&P) XI-A (Brigham), LLC (
1
) (
2
) (
3
) (
4
) (
5
) (
6
) (
7
) (
8
) (
9
) (
11
) (
12
) |
|