Sec Form 3 Filing - Lu Yingjuan June @ BeyondSpring Inc. - 2024-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lu Yingjuan June
2. Issuer Name and Ticker or Trading Symbol
BeyondSpring Inc. [ BYSI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Scientific Officer
(Last) (First) (Middle)
C/O BEYONDSPRING INC., 100 CAMPUS DRIVE, WEST SIDE, 4TH FLOOR, SUITE 410
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2024
(Street)
FLORHAM PARK, NJ07932
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 100 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) $ 16.55 ( 1 ) ( 1 ) 10/18/2031 Ordinary Shares 10,000 D
Stock Options (right to buy) $ 4.26 ( 2 ) ( 2 ) 01/11/2032 Ordinary Shares 2,003 D
Stock Options (right to buy) $ 0.9 ( 3 ) ( 3 ) 09/01/2033 Ordinary Shares 5,000 D
Stock Options (right to buy) $ 1.33 ( 4 ) ( 4 ) 03/01/2034 Ordinary Shares 19,180 D
Stock Options (right to buy) $ 3.57 ( 5 ) ( 5 ) 04/01/2034 Ordinary Shares 50,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lu Yingjuan June
C/O BEYONDSPRING INC., 100 CAMPUS DRIVE
WEST SIDE, 4TH FLOOR, SUITE 410
FLORHAM PARK, NJ07932
Chief Scientific Officer
Signatures
/s/ Yingjuan June Lu 12/31/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 7,500 of the stock options are fully vested and exercisable. 2,500 of the stock options will vest on October 18, 2025.
( 2 )Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. All 2,003 stock options are fully vested and exercisable.
( 3 )Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 3,333 of the stock options are fully vested and exercisable. 1,667 of the stock options will vest on December 31, 2024.
( 4 )Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 6,393 of the stock options are fully vested and exercisable. 6,393 of the stock options will vest on December 31, 2024, and 6,394 of the stock options will vest on June 30, 2025.
( 5 )Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Inventive Plan. None of the stock options have become fully vested and exercisable. The stock options will vest in equal 25% installments on the first, second, third and fourth anniversaries of April 1, 2024.

Remarks:
As the Company no longer qualifies as a foreign private issuer, effective January 1, 2025, the Company's officers, directors, and principal shareholders are subject to Section 16 of the Securities Exchange Act of 1934 ("Exchange Act"). Previously, the Company determined that it qualified as a foreign private issuer under the Exchange Act.

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