Sec Form 4 Filing - COLUMN GROUP II, LP @ RAPT Therapeutics, Inc. - 2020-06-18

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
COLUMN GROUP II, LP
2. Issuer Name and Ticker or Trading Symbol
RAPT Therapeutics, Inc. [ RAPT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1700 OWENS STREET, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
06/18/2020
(Street)
SAN FRANCISCO, CA94158
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 28.27 06/18/2020 J 22,500 ( 1 ) 06/17/2030 Common Stock 22,500 $ 0 22,500 I See Footnote ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
COLUMN GROUP II, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X
Column Group II GP, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X General Partner
PONOI CAPITAL, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X
Ponoi Management, LLC
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X General Partner
Ponoi Capital II, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X
Ponoi II Management, LLC
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X General Partner
Kutzkey Tim
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X Managing Partner
GOEDDEL DAVID V
1700 OWENS STREET
SUITE 500
SAN FRANCISCO, CA94158
X Managing Partner
Signatures
/s/ Jennifer J. Carlson, Attorney-in-fact 06/22/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The option shall vest in a series of three successive equal annual installments over the three-year period measured from the date of grant, subject to the continuous service of Peter Svennilson as a director of the Issuer through each applicable vesting date.
( 2 )The option was granted to Peter Svennilson, a director of the Issuer who is a managing partner of The Column Group II GP, LP ("TCG II GP"), Ponoi Management, LLC ("Ponoi LLC") and Ponoi II Management, LLC ("Ponoi II LLC"), which are the general partners of The Column Group II, LP ("TCG II LP"), Ponoi Capital, LP ("Ponoi LP") and Ponoi Capital II, LP ("Ponoi II LP," and, together with TCG II LP and Ponoi LP, the "Funds"), respectively. The managing partners of TCG II GP are David Goeddel and Peter Svennilson. The managing partners of Ponoi LLC and Ponoi II LLC are David Goeddel, Peter Svennilson and Tim Kutzkey. Under the partnership agreements of the Funds, Mr. Svennilson is deemed to hold the option for the economic benefit of the Funds. The reporting persons may be deemed indirect beneficial owners of the option. The reporting persons disclaim beneficial ownership of the option except to the extent of their pecuniary interest therein.

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