Sec Form 5 Filing - Spencer Lloyd @ Deep Green Waste & Recycling, Inc. - 2020-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Spencer Lloyd
2. Issuer Name and Ticker or Trading Symbol
Deep Green Waste & Recycling, Inc. [ DGWR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO
(Last) (First) (Middle)
18529 NE 184TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2020
(Street)
WOODINVILLE, WA98077
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/14/2020 S V 5,000 D $ 0.0109 835,000 D
Common Stock 08/17/2020 S V 36,000 D $ 0.018 799,000 D
Common Stock 08/18/2020 S V 65,000 D $ 0.0186 734,000 D
Common Stock 08/19/2020 S V 35,000 D $ 0.0179 699,000 D
Common Stock 08/21/2020 S V 11,630 D $ 0.0139 687,370 D
Common Stock ( 1 ) 08/26/2020 S V 62,500 D $ 0.0186 624,870 D
Common Stock 08/27/2020 S V 104,700 D $ 0.0185 520,170 D
Common Stock 08/28/2020 S V 150 D $ 0.0219 520,020 D
Common Stock ( 2 ) 09/01/2020 S V 143,400 D $ 0.021 376,620 D
Common Stock ( 3 ) 09/09/2020 A V 1,020,000 A $ 0.0229 1,396,620 D
Common Stock ( 4 ) 10/02/2020 S V 151,750 D $ 0.0229 1,244,370 D
Common Stock ( 5 ) 12/09/2020 S V 59,500 D $ 0.0175 1,185,370 D
Common Stock ( 6 ) 12/10/2020 S V 162,870 D $ 0.0185 1,022,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Spencer Lloyd
18529 NE 184TH STREET
WOODINVILLE, WA98077
X President and CEO
Signatures
/s/ Lloyd T. Spencer 03/24/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Sold as 2 transactions of 100,000 and 4,700 shares at $0.019 and $0.007 per share for an average of $0.018 per share
( 2 )Sold as 2 transactions of 95,150 and 48,250 shares at $0.021 and $0.021 per share for an average of $0.021 per share
( 3 )Awarded for accrued equity compensation in accordance with Mr. Spencer's employment agreement for months of February - July 2020
( 4 )Sold as 2 transactions of 100,000 and 51,750 shares at $0.024 and $0.021 per share for an average of $0.023 per share
( 5 )Sold as 2 transactions of 49,500 and 10,000 shares at $0.018 and $0.013 per share for an average of $0.018 per share
( 6 )Sold as 3 transactions of 82,430, 40,440 and 40,000 shares at $0.019, $0.018 and $0.018 per share for an average of $0.018 per share

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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