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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (MM/DD/YY)
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3A. Deemed Execution Date, if any (MM/DD/YY)
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4. Transaction Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YY)
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7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
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Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy) |
$
0.6 |
|
|
|
|
|
|
11/15/2015 |
11/15/2025 |
Common Stock, no par value |
150,000 |
|
|
D |
|
Stock Option (right to buy) |
$
3 |
|
|
|
|
|
|
06/30/2017 |
04/19/2027 |
Common Stock, no par value |
150,000 |
|
|
D |
|
Stock Option (right to buy) |
$
4 |
|
|
|
|
|
|
12/31/2017 |
04/19/2027 |
Common Stock, no par value |
150,000 |
|
|
D |
|
Stock Option (right to buy) |
$
3 |
|
|
|
|
|
|
01/01/2018 |
01/01/2023 |
Common Stock, no par value |
100,000 |
|
|
D |
|
Stock Option (right to buy) |
$
3 |
|
|
|
|
|
|
01/01/2019 |
01/01/2024 |
Common Stock, no par value |
100,000 |
|
|
D |
|
Stock Option (right to buy) |
$
12 |
|
|
|
|
|
|
01/01/2020 |
01/01/2025 |
Common Stock, no par value |
100,000 |
|
|
D |
|
Stock Option (right to buy) |
$
12 |
|
|
|
|
|
|
12/31/2020 |
12/31/2025 |
Common Stock, no par value |
100,000 |
|
|
D |
|
Stock Option (right to buy) |
$
12 |
|
|
|
|
|
|
12/31/2021 |
12/31/2026 |
Common Stock, no par value |
100,000 |
|
|
D |
|
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
12/31/2023 |
Common Stock, no par value |
4,469 |
|
|
D |
|
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
10/26/2024 |
Common Stock, no par value |
1,088 |
|
|
D |
|
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
11/29/2024 |
Common Stock, no par value |
3,375 |
|
|
D |
|
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
12/22/2024 |
Common Stock, no par value |
19,827 |
|
|
D |
|
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
12/31/2023 |
Common Stock, no par value |
5,674 |
|
|
I<
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By Newbridge Securities Corporation(
1
) |
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
10/26/2024 |
Common Stock, no par value |
725 |
|
|
I |
By Newbridge Securities Corporation(
1
) |
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
11/29/2024 |
Common Stock, no par value |
2,250 |
|
|
I |
By Newbridge Securities Corporation(
1
) |
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
12/22/2024 |
Common Stock, no par value |
13,216 |
|
|
I |
By Newbridge Securities Corporation(
1
) |
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
06/30/2024 |
Common Stock, no par value |
214,957 |
|
|
I |
By Bridge Line Ventures(
2
) |
Warrant (right to buy) |
$
12 |
|
|
|
|
|
|
(
3
) |
08/31/2024 |
Common Stock, no par value |
16,667 |
|
|
I |
By Bridge Line Ventures(
2
) |
|