Sec Form 4 Filing - Hames Danny @ White River Energy Corp. - 2024-07-12

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hames Danny
2. Issuer Name and Ticker or Trading Symbol
White River Energy Corp. [ WTRV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
609 W/ DICKSON STREET.,, SUITE 102 G
3. Date of Earliest Transaction (MM/DD/YY)
07/12/2024
(Street)
FAYETTEVILLE, AR72701
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 07/12/2024 A 1,000,000 A 1,305,711 ( 2 ) D
Common Stock 75,288 ( 2 ) I By Hames Family Trust ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hames Danny
609 W/ DICKSON STREET.,
SUITE 102 G
FAYETTEVILLE, AR72701
X
Signatures
/s/ Danny Hames 07/15/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant and any issuances thereunder are exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The restricted stock units vest in 20 equal quarterly installments on the final business day of each fiscal quarter in an amount equal to 50,000 Units per quarter, with the first vesting date on March 31, 2024, subject to continued services as a director as of each applicable vesting date and execution of the Company's standard Restricted Stock Unit Agreement which occurred on July 12, 2024. Shares of common stock will be delivered to the Reporting Person promptly upon each applicable vesting of the restricted stock units. The restricted stock units were granted under the Issuer's 2022 Equity Incentive Plan.
( 2 )On April 25, 2024, the Reporting Person filed a Form 4, which inadvertently (i) reported the incorrect amount of securities beneficially owned by the Reporting Person by excluding certain securities from the total amount of securities beneficially owned following the reported transaction on the original Form 4 and (ii) disclosed all securities as beneficially owned directly while some securities are in fact beneficially owned indirectly through a trust. This Form 4 also corrects the amount of securities beneficially owned by the Reporting Person in addition to disclosing the transaction described herein.
( 3 )Shares are held by Hames Family Trust for which the Reporting Person is a trustee.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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