Sec Form 4 Filing - Joy Catherine Frazier @ BROWN FORMAN CORP - 2015-07-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Joy Catherine Frazier
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
850 DIXIE HIGHWAY
3. Date of Earliest Transaction (MM/DD/YY)
07/20/2015
(Street)
LOUISVILLE, KY40210
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 07/20/2015 W( 1 ) V 1,277,720 A $ 0 9,104,152 I Avish Agincourt LLC
Class A Common 07/20/2015 W( 1 ) V 2,555,440 D $ 0 9,104,152 I Avish Agincourt LLC
Class B Common 07/20/2015 W( 1 ) V 579,690 A $ 0 4,130,474 I Avish Agincourt LLC
Class B Common 07/20/2015 W( 1 ) V 1,159,381 D $ 0 4,130,474 I Avish Agincourt LLC
Class A Common 09/16/2015 G V 651,681 A 9,104,152 I Avish Agincourt LLC
Class A Common 09/16/2015 G V 651,681 D 9,104,152 I Avish Agincourt LLC
Class B Common 09/16/2015 G V 295,662 A 4,130,474 I Avish Agincourt LLC
Class B Common 09/16/2015 G V 295,662 D 4,130,474 I Avish Agincourt LLC
Class A Common 190,326 D
Class B Common 489,549 D
Class A Common 10,000 I Alexander Joy
Class B Common 641 I Alexander Joy IMA
Class A Common 15,633 I Alexander Joy UTMA
Class B Common 13,125 I Alexander Joy UTMA
Class A Common 56,334 I Annsley Frazier Thornton Trust
Class B Common 41,046 I Annsley Frazier Thornton Trust
Class A Common 23,184 I By Spouse
Class B Common 30,726 I By Spouse
Class A Common 22,000 I Caitlin Joy
Class B Common 641 I Caitlin Joy IMA
Class A Common 5,922 I Caitlin Joy UTMA
Class B Common 4,893 I Caitlin Joy UTMA
Class A Common 16,000 I Charles Joy
Class B Common 641 I Charles Joy IMA
Class A Common 10,548 I Charles Joy UTMA
Class B Common 8,895 I Charles Joy UTMA
Class A Common 5,000 I Christopher Joy
Class B Common 641 I Christopher Joy IMA
Class A Common 22,824 I Christopher Joy UTMA
Class B Common 20,773 I Christopher Joy UTMA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Joy Catherine Frazier
850 DIXIE HIGHWAY
LOUISVILLE, KY40210
X
Signatures
Kelly Bowen, Attorney in Fact for Catherine Frazier Joy 09/18/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the division of a family trust holding units of Avish Agincourt LLC following the death of the settlor.
( 2 )On September 16, 2015, the reporting person transferred units of Avish Agincourt LLC to a grantor trust for the benefit of family members in which the reporting person retains a pecuniary interest. The reporting person received a note under the terms of the trust providing for a periodic payment similar in operation to a grantor retained annuity trust.

Remarks:
The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth in this report except to the extent of her pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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