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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
150,000
(
3
)
(
4
)
|
08/05/2022(
1
)(
2
) |
08/05/2027(
1
)(
2
) |
Common Stock, par value $0.001
|
150,000
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
141,667
(
3
)
(
5
)
|
08/05/2022(
1
)(
2
) |
08/05/2027(
1
)(
2
) |
Common Stock, par value $0.001
|
141,667
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
18,000
(
3
)
(
4
)
|
05/10/2023(
1
)(
2
) |
05/10/2028(
1
)(
2
) |
Common Stock, par value $0.001
|
18,000
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
17,000
(
3
)
(
5
)
|
05/10/2023(
1
)(
2
) |
05/10/2028(
1
)(
2
) |
Common Stock, par value $0.001
|
17,000
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Future Advance Convertible Promissory Note
|
$
15
(
1
)
(
2
)
(
6
)
|
10/18/2024 |
|
C(
1
)(
2
) |
|
|
7,667
(
3
)
(
6
)
|
12/31/2023(
1
)(
2
) |
12/31/2024(
1
)(
2
) |
Common Stock, par value $0.001
|
7,667
(
3
)
(
6
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
6,000
(
3
)
(
4
)
|
12/31/2023(
1
)(
2
) |
12/30/2028(
1
)(
2
) |
Common Stock, par value $0.001
|
6,000
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
5,667
(
3
)
(
5
)
|
12/31/2023(
1
)(
2
) |
12/30/2028(
1
)(
2
) |
Common Stock, par value $0.001
|
5,667
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Future Advance Convertible Promissory Note
|
$
15
(
1
)
(
2
)
(
6
)
|
10/18/2024 |
|
C(
1
)(
2
) |
|
|
57,498
(
3
)
(
6
)
|
01/21/2025(
1
)(
2
) |
01/21/2025(
1
)(
2
) |
Common Stock, par value $0.001
|
57,498
(
3
)
(
6
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Future Advance Convertible Promissory Note
|
$
15
(
1
)
(
2
)
(
6
)
|
10/18/2024 |
|
C(
1
)(
2
) |
|
|
8,625
(
3
)
(
6
)
|
01/21/2025(
1
)(
2
) |
01/21/2025(
1
)(
2
) |
Common Stock, par value $0.001
|
8,625
(
3
)
(
6
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
44,998
(
3
)
(
4
)
|
01/21/2024(
1
)(
2
) |
01/21/2024(
1
)(
2
) |
Common Stock, par value $0.001
|
44,998
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
6,750
(
3
)
(
4
)
|
01/21/2024(
1
)(
2
) |
01/21/2024(
1
)(
2
) |
Common Stock, par value $0.001
|
6,750
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
42,498
(
3
)
(
5
)
|
01/21/2024(
1
)(
2
) |
01/21/2024(
1
)(
2
) |
Common Stock, par value $0.001
|
42,498
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
6,375
(
3
)
(
5
)
|
01/21/2024(
1
)(
2
) |
01/21/2024(
1
)(
2
) |
Common Stock, par value $0.001
|
6,375
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
I
(
7
)
|
See footnote
(
7
)
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
24,000
(
3
)
(
4
)
|
11/15/2022(
1
)(
2
) |
11/15/2027(
1
)(
2
) |
Common Stock, par value $0.001
|
24,000
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
I
(
8
)
|
See footnote
(
8
)
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
22,667
(
3
)
(
5
)
|
11/15/2022 |
11/15/2027 |
Common Stock, par value $0.001
|
22,667
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
I
(
8
)
|
See footnote
(
8
)
|
Common Stock Purchase Warrant
|
$
15
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
15,000
(
3
)
(
4
)
|
08/05/2022(
1
)(
2
) |
08/05/2027(
1
)(
2
) |
Common Stock, par value $0.001
|
15,000
(
3
)
(
4
)
|
(
1
)
(
2
)
|
0
|
D
(
9
)
|
|
Common Stock Purchase Warrant
|
$
25.13
(
1
)
(
2
)
|
10/18/2024 |
|
J(
1
)(
2
) |
|
|
14,167
(
3
)
(
5
)
|
08/05/2022(
1
)(
2
) |
08/05/2027(
1
)(
2
) |
Common Stock, par value $0.001
|
14,167
(
3
)
(
5
)
|
(
1
)
(
2
)
|
0
|
D
(
9
)
|
|
|
|