Sec Form 3 Filing - Li Wei @ TRUPANION, INC. - 2023-06-01

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Li Wei
2. Issuer Name and Ticker or Trading Symbol
TRUPANION, INC. [ TRUP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Interim CFO
(Last) (First) (Middle)
6100 4TH AVENUE SOUTH, SUITE 400
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2023
(Street)
SEATTLE, WA98108
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4,432 D
Common Stock 2,200 I Yan Ding ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) ( 2 ) ( 3 ) ( 3 ) Common Stock 25 D
Restricted Stock Unit (RSU) ( 2 ) ( 4 ) ( 4 ) Common Stock 242 D
Restricted Stock Unit (RSU) ( 2 ) ( 5 ) ( 5 ) Common Stock 2,152 D
Restricted Stock Unit (RSU) ( 2 ) ( 6 ) ( 6 ) Common Stock 58 D
Restricted Stock Unit (RSU) ( 2 ) ( 7 ) ( 7 ) Common Stock 2,145 D
Restricted Stock Unit (RSU) ( 2 ) ( 8 ) ( 8 ) Common Stock 90 D
Restricted Stock Unit (RSU) ( 2 ) ( 9 ) ( 9 ) Common Stock 494 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Li Wei
6100 4TH AVENUE SOUTH
SUITE 400
SEATTLE, WA98108
Interim CFO
Signatures
/s/ Charlotte Sim-Warner as attorney-in-fact for Wei Li 06/08/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Ms. Ding is the reporting person's spouse.
( 2 )Restricted stock units convert into common stock on a one-for-one basis.
( 3 )On November 12, 2023, the reporting person was granted 198 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on November 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
( 4 )On April 3, 2020, the reporting person was granted 1,289 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
( 5 )On February 22, 2021, the reporting person was granted 4,919 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
( 6 )On May 10, 2021, the reporting person was granted 117 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on May 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
( 7 )On February 28, 2022, the reporting person was granted 3,121 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
( 8 )On August 12, 2022, the reporting person was granted 90 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
( 9 )On May 15, 2023, the reporting person was granted 494 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.