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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (MM/DD/YY)
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3A. Deemed Execution Date, if any (MM/DD/YY)
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4. Transaction Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YY)
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7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
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Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Long Call Option (right to buy) |
$
2.5 |
11/01/2022 |
|
P |
|
500 |
|
11/01/2022 |
01/20/2023 |
Common Stock, $0.01 par value |
50,000 |
$
0.44 |
3,250 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/01/2022 |
|
S |
|
500 |
|
11/01/2022 |
01/20/2023 |
Common Stock, $0.01 par value |
50,000 |
$
0.69 |
4,500 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/01/2022 |
|
S |
|
10 |
|
11/01/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
10,000 |
$
0.8 |
310 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
11/01/2022 |
|
P |
|
10 |
|
11/01/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
10,000 |
$
0.65 |
760 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/01/2022 |
|
S |
|
490 |
|
11/01/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
49,000 |
$
0.8 |
800 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
11/01/2022 |
|
P |
|
490 |
|
11/01/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
49,000 |
$
0.65 |
1,250 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
11/03/2022 |
|
P |
|
250 |
|
11/03/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
25,000 |
$
0.62 |
1,050 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/03/2022 |
|
S |
|
250 |
|
11/03/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
25,000 |
$
0.62 |
1,050 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/03/2022 |
|
S |
|
200 |
|
11/03/2022<
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04/21/2023 |
Common Stock, $0.01 par value |
20,000 |
$
0.64 |
1,250 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
11/03/2022 |
|
P |
|
200 |
|
11/03/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
20,000 |
$
0.44 |
1,700 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/03/2022 |
|
S |
|
9 |
|
11/03/2022 |
11/18/2022 |
Common Stock, $0.01 par value |
900 |
$
0.3 |
248 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/03/2022 |
|
S |
|
2 |
|
11/03/2022 |
11/18/2022 |
Common Stock, $0.01 par value |
200 |
$
0.6 |
250 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/17/2022 |
|
C(
1
) |
|
|
3 |
11/03/2022 |
11/18/2022 |
Common Stock, $0.01 par value |
300 |
$
0 |
247 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
11/21/2022 |
|
C(
1
) |
|
|
247 |
11/03/2022 |
11/18/2022 |
Common Stock, $0.01 par value |
24,700 |
$
0 |
0 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
12/05/2022 |
|
S |
|
|
200 |
12/05/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
20,000 |
$
0.25 |
1,500 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
12/05/2022 |
|
S |
|
|
57 |
12/05/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
5,700 |
$
0.2 |
1,443 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
12/06/2022 |
|
S |
|
|
443 |
12/06/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
44,300 |
$
0.15 |
1,000 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
12/14/2022 |
|
C(
1
) |
|
|
1,362 |
11/01/2022 |
01/20/2023 |
Common Stock, $0.01 par value |
136,200 |
$
0 |
3,138 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
12/15/2022 |
|
C(
1
) |
|
|
851 |
11/01/2022 |
01/20/2023 |
Common Stock, $0.01 par value |
85,100 |
$
0 |
2,287 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
12/15/2022 |
|
S |
|
56 |
|
12/15/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
5,600 |
$
1.25 |
1,306 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
12/15/2022 |
|
S |
|
444 |
|
12/15/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
44,400 |
$
1.29 |
1,750 |
D |
|
Short Put Option (obligation to buy) |
$
2.5 |
12/16/2022 |
|
C(
1
) |
|
|
337 |
11/01/2022 |
04/21/2023 |
Common Stock, $0.01 par value |
33,700 |
$
0 |
1,413 |
D |
|
Long Call Option (right to buy) |
$
2.5 |
12/30/2022 |
|
S |
|
|
6 |
12/30/2022 |
01/20/2023 |
Common Stock, $0.01 par value |
600 |
$
0.05 |
3,244 |
D |
|
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