Sec Form 3 Filing - Cryobank Holdings LLC @ Cord Blood America, Inc. - 2018-02-06

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Cryobank Holdings LLC
2. Issuer Name and Ticker or Trading Symbol
Cord Blood America, Inc. [ CBAI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
11915 LA GRANGE AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
02/06/2018
(Street)
LOS ANGELES, CA90025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Cryobank Holdings LLC
11915 LA GRANGE AVENUE
LOS ANGELES, CA90025
X
California Cryobank LLC
11915 LA GRANGE AVENUE
LOS ANGELES, CA90025
X
California Cryobank Stem Cell Services LLC
11915 LA GRANGE AVENUE
LOS ANGELES, CA90025
X
Signatures
/s/ Richard Jennings 02/16/2018
Signature of Reporting Person Date
/s/ Richard Jennings 02/16/2018
Signature of Reporting Person Date
/s/ Richard Jennings 02/16/2018
Signature of Reporting Person Date
Explanation of Responses:

Remarks:
This statement is jointly filed by Cryobank Holdings LLC ("CCB Holdings"), California Cryobank LLC ("CCB") and California Cryobank Stem Cell Services LLC ("FamilyCord" and together with CCB Holdings and CCB, the "Reporting Persons"). On February 6, 2018, Cord Blood America, Inc. (the "Issuer"), FamilyCord and certain shareholders of the Issuer entered into a voting agreement, pursuant to which, among other things, such shareholders granted to FamilyCord an irrevocable voting proxy (the "Proxy") with respect to the 381,052,632 shares of the Issuer's common stock beneficially owned by such shareholders (such shares, collectively, the "Covered Shares"). As a result of the Proxy, the Reporting Persons share voting power with respect to the Covered Shares, but none of the Reporting Persons has, solely or together with each other or with others, investment power with respect to, or pecuniary interest in, any of the Covered Shares. Neither the filing of this statement nor any of its content shall be deemed an admission by any Reporting Person that it is the beneficial owner of any of any equity securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, and each Reporting Person expressly disclaims beneficial ownership of all such securities.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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