Sec Form 3 Filing - Mullin Peter George @ UNIVERSAL BIOSENSORS INC - 2024-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mullin Peter George
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL BIOSENSORS INC [ UBI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
UNIVERSAL BIOSENSORS, INC.,, 1 CORPORATE AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2024
(Street)
ROWVILLE, C33178
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 444,424 D
Common Stock 577,000 I Mullin Family Trust ( 1 )
Common Stock 1,519,261 I Mullin Family Superannuation Fund ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 0.2 ( 3 ) 05/08/2024 05/08/2027 Common stock 99,424 D
Stock Option (Right to Buy) $ 0.2 ( 3 ) 05/08/2024 05/08/2027 Common stock 100,000 I Mullin Family Trust ( 1 )
Stock Option (Right to Buy) $ 0.2 ( 3 ) 05/08/2024 05/08/2027 Common stock 275,003 I Mullin Family Superannuation Fund ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mullin Peter George
UNIVERSAL BIOSENSORS, INC.,
1 CORPORATE AVENUE
ROWVILLE, C33178
X Chief Financial Officer
Signatures
/s/ Salesh Balak, Attorney in Fact 02/12/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents securities held by the Mullin Family Trust. The Reporting Person is the trustee of the Mullin Family Trust, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
( 2 )Represents securities held by the Mullin Family Superannuation Fund for the benefit of the Reporting Person. The Reporting Person is the co-trustee of the Mullin Family Superannuation Fund, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
( 3 )Stated in Australian dollars.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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