Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: This Form 3/A is being filed to correct the original Form 3 filed on March 16, 2021. Specifically, the common stock listed for Vertua Limited and Fiducia Group Pty Ltd have been removed. Regarding Vertua Limited, the investment decisions of Vertua Limited are made by a board of three directors, each of whom gets one vote. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the board of directors of Vertua Limited. As such, Mr. Manning has no dispositive or voting control. In addition, Mr. Manning has no dispositive or voting control over Fiducia Group Ptd Ltd.whatsoever. They were included in error and have been removed. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.