|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series D Convertible Preferred Stock |
(
1
) |
04/02/2012 |
|
C |
|
|
20,478 |
(
1
) |
(
1
) |
Common Stock |
20,478 |
(
1
) |
0 |
I |
By Granite Global Ventures L.P. (
2
) |
Series D Convertible Preferred Stock |
(
1
) |
04/02/2012 |
|
C |
|
|
1,198,469 |
(
1
) |
(
1
) |
Common Stock |
1,198,469 |
(
1
) |
0 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Series E Convertible Preferred Stock |
(
1
) |
04/02/2012 |
|
C |
|
|
922 |
(
1
) |
(
1
) |
Common Stock |
922 |
(
1
) |
0 |
I |
By Granite Global Ventures L.P. (
2
) |
Series E Convertible Preferred Stock |
(
1
) |
04/02/2012 |
|
C |
|
|
53,988 |
(
1
) |
(
1
) |
Common Stock |
53,988 |
(
1
) |
0 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Series F Convertible Preferred Stock |
(
1
) |
04/02/2012 |
|
C |
|
|
6,013 |
(
1
) |
(
1
) |
Common Stock |
6,013 |
(
1
) |
0 |
I |
By Granite Global Ventures L.P. (
2
) |
Series F Convertible Preferred Stock |
(
1
) |
04/02/2012 |
|
C |
|
|
351,914 |
(
1
) |
(
1
) |
Common Stock |
351,914 |
(
1
) |
0 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Series E Conv. Pref. Stock Purch. Warrant (Right to Buy) |
$
6.61 |
04/02/2012 |
|
C |
|
|
276 |
(
4
) |
10/19/2015 |
Series E Convertible Preferred Stock (
1
) |
276 |
(
1
) |
0 |
I |
By Granite Global Ventures L.P. (
2
) |
Common Stock Purchase Warrant (Right to Buy) |
$
6.61 |
04/02/2012 |
|
C |
|
276 |
|
(
4
)<
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10/19/2015 |
Common Stock |
276 |
(
1
) |
276 |
I |
By Granite Global Ventures L.P. (
2
) |
Series E Conv. Pref. Stock Purch. Warrant (Right to Buy) |
$
6.61 |
04/02/2012 |
|
C |
|
|
16,196 |
(
4
) |
10/19/2015 |
Series E Convertible Preferred Stock (
1
) |
16,196 |
(
1
) |
0 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Common Stock Purchase Warrant (Right to Buy) |
$
6.61 |
04/02/2012 |
|
C |
|
16,196 |
|
(
4
) |
10/19/2015 |
Common Stock |
16,196 |
(
1
) |
16,196 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Call Option (Right to Buy) |
$
17.78 |
04/02/2012 |
|
P |
|
1 |
|
04/02/2012 |
04/03/2012 |
Common Stock |
285,769 |
$
17.78 |
1 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) (
5
) |
Call Option (Right to Buy) |
$
17.78 |
04/02/2012 |
|
P |
|
1 |
|
04/02/2012 |
04/03/2012 |
Common Stock |
4,883 |
$
17.78 |
1 |
I |
By Granite Global Ventures L.P. (
2
) (
5
) |
Put Option (Obligation to Buy) |
$
17.78 |
04/02/2012 |
|
S |
|
|
285,769 |
04/02/2012 |
04/03/2012 |
Common Stock |
759,248 |
$
17.78 |
285,769 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) (
6
) |
Put Option (Obligation to Buy) |
$
17.78 |
04/02/2012 |
|
S |
|
|
4,883 |
04/02/2012 |
04/03/2012 |
Common Stock |
4,883 |
$
17.78 |
4,883 |
I |
By Granite Global Ventures L.P. (
2
) (
6
) |
Put Option (Obligation to Buy) |
$
17.78 |
04/02/2012 |
|
X |
|
|
285,769 |
04/02/2012 |
04/03/2012 |
Common Stock |
285,769 |
$
0 |
0 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) (
6
) |
Put Option (Obligation to Buy) |
$
17.78 |
04/02/2012 |
|
X |
|
|
4,883 |
04/02/2012 |
04/03/2012 |
Common Stock |
4,883 |
$
0 |
0 |
I |
By Granite Global Ventures L.P. (
2
) (
6
) |
Stock Option (Right to Buy) |
$
0.3 |
04/02/2012 |
|
X |
|
41,747 |
|
(
4
) |
05/16/2012 |
Common Stock |
41,747 |
$
0 |
41,747 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Stock Option (Right to Buy) |
$
0.3 |
04/02/2012 |
|
X |
|
713 |
|
(
4
) |
05/16/2012 |
Common Stock |
713 |
$
0 |
713 |
I |
By Granite Global Ventures L.P. (
2
) |
Stock Option (Right to Buy) |
$
1.08 |
04/02/2012 |
|
X |
|
31,421 |
|
(
4
) |
01/27/2015 |
Common Stock |
31,421 |
$
0 |
31,421 |
I |
By Granite Global Ventures (Q.P.) L.P. (
3
) |
Stock Option (Right to Buy) |
$
1.08 |
04/02/2012 |
|
X |
|
537 |
|
(
4
) |
01/27/2015 |
Common Stock |
537 |
$
0 |
537 |
I |
By Granite Global Ventures L.P. (
2
) |
|
|