Sec Form 4 Filing - Aunan Greg D @ NEOGENOMICS INC - 2025-02-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Aunan Greg D
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Accounting Officer
(Last) (First) (Middle)
9490 NEOGENOMICS WAY
3. Date of Earliest Transaction (MM/DD/YY)
02/21/2025
(Street)
FORT MYERS, FL33912
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 14,453 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 11.86 02/21/2025 A 31,163 ( 1 ) 02/21/2035 Common Stock 31,163 $ 0 31, 163 D
Restricted Stock Unit $ 0 02/21/2025 A 18,971 ( 2 ) ( 3 ) Common Stock 18,971 $ 0 18,971 D
Stock Option (Right to Buy) $ 14.62 ( 4 ) 05/01/2030 Common Stock 28,662 28,662 D
Stock Option (Right to Buy) $ 13.96 ( 5 ) 05/02/2034 Common Stock 26,978 26,978 D
Restricted Stock Unit $ 0 ( 6 ) ( 3 ) Common Stock 16,117 16,117 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Aunan Greg D
9490 NEOGENOMICS WAY
FORT MYERS, FL33912
Chief Accounting Officer
Signatures
/s/ Ali Olivo, Attorney-in-Fact 02/25/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 21, 2025, Mr. Aunan was granted 31,163 stock options. These options vest ratably over the first three anniversary dates of the grant date.
( 2 )On February 21, 2025, Mr. Aunan was granted 18,971 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
( 3 )Once vested, the shares of common stock are not subject to expiration.
( 4 )On May 1, 2023, Mr. Aunan was granted 28,662 stock options. These options vest ratably over the first four anniversary dates of the grant date.
( 5 )On May 2, 2024, Mr. Aunan was granted 26,978 stock options. These options vest ratably over the first three anniversary dates of the grant date.
( 6 )On May 2, 2024, Mr. Aunan was granted 16,117 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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