Sec Form 3 Filing - Warner Roxanne @ WHIRLPOOL CORP /DE/ - 2024-05-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Warner Roxanne
2. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP & Corporate Controller
(Last) (First) (Middle)
2000 N. M-63
3. Date of Earliest Transaction (MM/DD/YY)
05/01/2024
(Street)
BENTON HARBOR, MI49022
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4,684 ( 1 ) D
Common Stock 178.44 I 401(k) Stock Fund
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) ( 2 ) ( 2 ) Common Stock 1,000 D
Restricted Stock Units ( 3 ) ( 3 ) ( 3 ) Common Stock 3,750 D
Restricted Stock Units ( 4 ) ( 4 ) ( 4 ) Common Stock 140 D
Restricted Stock Units ( 5 ) ( 5 ) ( 5 ) Common Stock 1,500 D
Restricted Stock Units ( 6 ) ( 6 ) ( 6 ) Common Stock 199 D
Restricted Stock Units ( 7 ) ( 7 ) ( 7 ) Common Stock 199 D
Restricted Stock Units ( 8 ) ( 8 ) ( 8 ) Common Stock 855 D
Deferred Stock $ 0 ( 9 ) ( 9 ) Common Stock 418.11 I Executive Deferred Savings Plan II
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Warner Roxanne
2000 N. M-63
BENTON HARBOR, MI49022
SVP & Corporate Controller
Signatures
/s/ Bridget K. Quinn, Attorney-In-Fact 05/09/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
( 2 )The restricted stock units, granted on August 1, 2020 in the amount of 2,000 restricted stock units, have one remaining vest date, August 1, 2024, in the amount of 1,000 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
( 3 )The restricted stock units, granted on February 15, 2021 in the amount of 7,500 restricted stock units, have one remaining vest date, February 15, 2025, in the amount of 3,750 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
( 4 )The restricted stock units, granted on February 14, 2022 in the amount of 419 restricted stock units, have one remaining vest date, March 1, 2025, in the amount of 140 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
( 5 )The restricted stock units, granted on December 15, 2022 in the amount of 3,000 restricted stock units, have one remaining vest date, December 15, 2025, in the amount of 1,500 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
( 6 )The restricted stock units, granted on February 20, 2023 in the amount of 298 restricted stock units, have two remaining vest dates, March 1, 2025 and March 1, 2026, in the amount of 99 and 100 restricted stock units, respectively. The remaining restricted stock units will vest and convert one-for-one to shares on those dates.
( 7 )The restricted stock units, granted on February 20, 2023 in the amount of 299 restricted stock units, have two remaining vest dates, March 1, 2025 and March 1, 2026, in the amount of 99 and 100 restricted stock units, respectively. The remaining restricted stock units will vest and convert one-for-one to shares on those dates
( 8 )The restricted stock units, granted on February 19, 2024 in the amount of 855 restricted stock units will vest in substantially equal installments and convert one-for-one to shares on March 1, 2025, March 1, 2026 and March 1, 2027, respectively.
( 9 )Represents shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

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