Sec Form 3 Filing - Schapper Aaron M @ VALMONT INDUSTRIES INC - 2020-04-28

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Schapper Aaron M
2. Issuer Name and Ticker or Trading Symbol
VALMONT INDUSTRIES INC [ VMI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP Infrastructure
(Last) (First) (Middle)
VALMONT INDUSTRIES INC, ONE VALMONT PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
04/28/2020
(Street)
OMAHA, NE68154
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6,122 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $ 145.25 12/09/2014 12/09/2020 Common Stock 940 D
Non-Qualified Stock Option (right to buy) $ 132.84 12/08/2015 12/08/2021 Common Stock 1,176 D
Non-Qualified Stock Option (right to buy) $ 104.47 12/16/2016 12/16/2022 Common Stock 2,318 D
Non-Qualified Stock Option (right to buy) $ 151.9 12/19/2017 12/19/2023 Common Stock 3,329 D
Non-Qualified Stock Option (right to buy) $ 164.35 12/18/2018( 2 ) 12/18/2024 Common Stock 3,413 D
Non-Qualified Stock Option (right to buy) $ 112.08 12/17/2019( 3 ) 12/17/2025 Common Stock 5,323 D
Non-Qualified Stock Option (right to buy) $ 112.08 12/17/2023( 4 ) 12/17/2025 Common Stock 5,000 D
Non-Qualified Stock Option (right to buy) $ 147.31 12/16/2020( 5 ) 12/16/2026 Common Stock 6,242 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Schapper Aaron M
VALMONT INDUSTRIES INC
ONE VALMONT PLAZA
OMAHA, NE68154
EVP Infrastructure
Signatures
/s/ R. Andrew Massey for Aaron M. Schapper 05/08/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes restricted stock unit awards which are settled in shares on vesting and which vest (i) 301 share increments on December 18, 2020, (ii) 472 share increments on December 17, 2020 and December 17, 2021, and (iii) 553 share increments on December 16, 2020 and December 16, 2021 and 552 share increments on December 16, 2022.
( 2 )The option vests in three equal installments commencing on December 18, 2018.
( 3 )The option vests in three equal installments commencing on December 17, 2019.
( 4 )The option vests on December 17, 2023.
( 5 )The option vests in three equal installments commencing on December 16, 2020.

Remarks:
POA attached

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