Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
|
Carlyle Credit Income Fund (Name of Issuer) |
Common Stock (Title of Class of Securities) |
92535C104 (CUSIP Number) |
Phillip Goldstein 250 Pehle Ave. Suite 708, Saddle Brook, NJ, 07663 914 260 8248 Andrew Dakos 250 Pehle Ave. Suite 708, Saddle Brook, NJ, 07663 201 881 7101 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
11/30/2023 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
|
| CUSIP No. | 92535C104 |
| 1 |
Name of reporting person
Bulldog Investors, LLP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
139,223.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
1.2 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IA |
Comment for Type of Reporting Person:
The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.
SCHEDULE 13D
|
| CUSIP No. | 92535C104 |
| 1 |
Name of reporting person
GOLDSTEIN PHILLIP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instruction
s)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
270,980.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
2.3 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.
SCHEDULE 13D
|
| CUSIP No. | 92535C104 |
| 1 |
Name of reporting person
Dakos Andrew | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
270,980.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
2.3 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.
SCHEDULE 13D
|
| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Common Stock | |
| (b) | Name of Issuer:
Carlyle Credit Income Fund | |
| (c) | Address of Issuer's Principal Executive Offices:
ONE VANDERBILT AVENUE, ONE VANDERBILT AVENUE, NEW YORK,
NEW YORK
, 10017. | |
Item 1 Comment:
This Constitutes Amendment #8 to the schedule 13D filed July 29,2019. Except asspecifically set forth herein, the Schedule 13D remains unmodified. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | As per the N-CSR filed on 11/30/2023 there were 11,725,357 shares of common stock outstanding as of 9/30/23. The percentages set forth herein were derived using such number. Phillip Goldstein and Andrew Dakos own Bulldog Investors, LLP, a registered investment advisor. As of February 12, 2024, Bulldog Investors, LLP is deemed to be the beneficialowner of 139,223 shares of CCIF (representing 1.19% of CCIF's outstanding shares) solely by virtue of Bulldog Investors LLP's power to direct the vote of, and dispose of, these shares.As of February 12, 2024, each of Messrs. Goldstein and Dakos is deemed to be the beneficial owner of 270,980 shares of CCIF (representing 2.31% of CCIF's outstanding shares) by virtue of their power to direct the vote of, and dispose of, these shares. | |
| (b) | Bulldog Investors, LLP has sole power to dispose of and vote 7,215 shares. Bulldog Investors, LLP has shared power to dispose of and vote 132,008 shares. Certain of Bulldog Investors, LLP's clients (none of whom beneficially own more than 5% of CCIF's shares) share this power with Bulldog Investors, LLP. Messrs. Goldstein and Dakos are partners in Bulldog Investors, LLP. Messrs. Goldstein and Dakos have shared power to dispose of and vote an additional 131,757 shares. | |
| (c) | During the last 60 days the following shares of CCIF were sold.DateSharesPrice2/6/2024(2,981)8.13672/5/2024(7,101)8.00232/2/2024(300)8.04002/1/2024(2,599)7.92001/12/2024(4,758)8.06021/11/2024(730)8.04001/10/2024(1,672)8.03001/10/2024(4,012)8.04211/9/2024(5,358)8.05001/4/2024(9,900)8.12671/2/2024(5,051)8.131412/28/2023(6,649)7.800212/20/2023(400)7.820012/19/2023(2,951)7.850012/18/2023(5,050)7.783212/14/2023(600)7.740012/13/2023(10,000)7.740112/12/2023(8,100)7.720312/11/2023(1,900)7.720012/11/2023(17,435)7.700012/8/2023(3,069)7.7000 | |
| (d) | Clients of Bulldog Investors, LLP and a closed-end investment company for which Messrs. Goldstein and Dakos have investment authority are entitled to receive any dividends or sales proceeds. | |
| (e) | The Reporting Persons ceased to be the beneficial owner of more than 5% of CCIF's common stock on November 30, 2023 based on the N-CSR filed November 30, 2023. | |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer | |
N/A | ||
| Item 7. | Material to be Filed as Exhibits. | |
None | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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