Newtyn Management, LLC 13D/13G Filings for PFENEX INC (PFNX)

Newtyn Management, LLC 13D and 13G filings for PFENEX INC:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2020-10-02
4:40 pm
Sale
2020-09-30 13G PFENEX INC
PFNX
Newtyn Management, LLC 650,000
1.900%
-3,200,000decrease
(-83.12%)
Filing
2020-10-02
4:29 pm
Purchase
2020-09-29 13G PFENEX INC
PFNX
Newtyn Management, LLC 3,850,000
11.200%
850,000increase
(+28.33%)
Filing
2020-10-02
4:26 pm
Purchase
2020-09-25 13G PFENEX INC
PFNX
Newtyn Management, LLC 3,000,000
8.800%
3,000,000increase
(New Position)
Filing