13D/13G Filings - RIVERNORTH CAPITAL MANAGEMENT, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-02-16
3:37 pm
Sale
2020-12-31 13G The Swiss Helvetia Fund Inc.
SWZ
RIVERNORTH CAPITAL MANAGEMENT, LLC 0
0.000%
-881,134decrease
(Position Closed)
Filing
History
2021-02-16
3:35 pm
Sale
2020-12-31 13G PGIM Global High Yield Fund, Inc
GHY
RIVERNORTH CAPITAL MANAGEMENT, LLC 1,518,352
3.710%
-1,147,919decrease
(-43.05%)
Filing
History
2021-02-16
3:35 pm
Sale
2020-12-31 13G BLACKROCK YORK MUNI INC QU
BSE
RIVERNORTH CAPITAL MANAGEMENT, LLC 454,270
6.970%
-110,381decrease
(-19.55%)
Filing
History
2021-02-16
3:33 pm
Sale
2020-12-31 13G Western Asset High Income Opportunity Fund Inc.
HIO
RIVERNORTH CAPITAL MANAGEMENT, LLC 3,475,663
2.740%
-6,205,044decrease
(-64.10%)
Filing
History
2021-02-16
3:33 pm
Sale
2020-12-31 13G Neuberger Berman New York Municipal Fund, Inc.
NBO
RIVERNORTH CAPITAL MANAGEMENT, LLC 187,168
3.690%
-310,414decrease
(-62.38%)
Filing
History
2021-02-16
3:31 pm
Purchase
2020-12-31 13G Eaton Vance Floating-Rate Income Plus Fund
EFF
RIVERNORTH CAPITAL MANAGEMENT, LLC 1,113,676
14.640%
522,099increase
(+88.26%)
Filing
History
2021-02-16
3:29 pm
Sale
2020-12-31 13G Invesco High Income Trust II
VLT
RIVERNORTH CAPITAL MANAGEMENT, LLC 192,379
2.960%
-234,365decrease
(-54.92%)
Filing
History
2021-02-16
3:26 pm
Sale
2020-12-31 13G BlackRock Debt Strategies Fund, Inc.
DSU
RIVERNORTH CAPITAL MANAGEMENT, LLC 1,496,325
3.200%
-1,415,072decrease
(-48.60%)
Filing
History
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