13D/13G Filings - First Trust Portfolios L.P.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2022-11-10
10:37 am
Purchase
2022-10-31 13G First Trust Brazil AlphaDEX Fund
FBZ
First Trust Portfolios L.P. 2,568,434
82.850%
2,568,434increase
(New Position)
Filing
History
2022-11-10
10:36 am
Sale
2022-10-31 13G FT Cboe Vest U.S. Equity Buffer ETF - August
FAUG
First Trust Portfolios L.P. 1,723,862
21.960%
-981,731decrease
(-36.29%)
Filing
History
2022-11-10
10:36 am
Purchase
2022-10-31 13G Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
EOD
First Trust Portfolios L.P. 4,342,145
10.040%
1,810,682increase
(+71.53%)
Filing
History
2022-11-10
10:35 am
Sale
2022-10-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - September
DSEP
First Trust Portfolios L.P. 1,474,039
18.900%
-51,775decrease
(-3.39%)
Filing
History
2022-11-10
10:34 am
Sale
2022-10-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - October
DOCT
First Trust Portfolios L.P. 1,462,952
23.410%
-16,224decrease
(-1.10%)
Filing
History
2022-11-10
10:34 am
Sale
2022-10-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - November
DNOV
First Trust Portfolios L.P. 1,371,105
13.410%
-1,119,846decrease
(-44.96%)
Filing
History
2022-11-10
10:33 am
Sale
2022-10-31 13G Western Asset Mortgage Opportunity Fund Inc.
DMO
First Trust Portfolios L.P. 789,494
6.930%
-739,090decrease
(-48.35%)
Filing
History
2022-11-10
10:33 am
Purchase
2022-10-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - May
DMAY
First Trust Portfolios L.P. 2,341,591
31.860%
880,100increase
(+60.22%)
Filing
History
2022-11-10
10:32 am
Sale
2022-10-31 13G Blackstone / GSO Long-Short Credit Income Fund
BGX
First Trust Portfolios L.P. 2,011,484
15.830%
-657,457decrease
(-24.63%)
Filing
History
2022-11-10
10:31 am
Sale
2022-10-31 13G Apollo Senior Floating Rate Fund Inc.
AFT
First Trust Portfolios L.P. 1,637,820
10.520%
-814,520decrease
(-33.21%)
Filing
History
2022-10-06
09:59 am
Sale
2022-09-30 13G Templeton Emerging Markets Income Fund
TEI
First Trust Portfolios L.P. 4,848,795
10.150%
-2,446,239decrease
(-33.53%)
Filing
History
2022-10-06
09:58 am
Purchase
2022-09-30 13G Rackspace Technology, Inc.
RXT
First Trust Portfolios L.P. 29,795,064
14.150%
13,206,826increase
(+79.62%)
Filing
History
2022-10-06
09:58 am
Sale
2022-09-30 13G KKR Income Opportunities Fund
KIO
First Trust Portfolios L.P. 1,530,257
7.380%
-1,071,621decrease
(-41.19%)
Filing
History
2022-10-06
09:57 am
Sale
2022-09-30 13G FT Cboe Vest U.S. Equity Buffer ETF - September
FSEP
First Trust Portfolios L.P. 1,805,483
31.000%
-119,695decrease
(-6.22%)
Filing
History
2022-10-06
09:56 am
Purchase
2022-09-30 13G FT Cboe Vest U.S. Equity Buffer ETF - October
FOCT
First Trust Portfolios L.P. 2,908,308
52.640%
1,027,972increase
(+54.67%)
Filing
History
2022-10-06
09:56 am
Purchase
2022-09-30 13G FT Cboe Vest U.S. Equity Buffer ETF - November
FNOV
First Trust Portfolios L.P. 2,804,332
33.480%
1,092,331increase
(+63.80%)
Filing
History
2022-10-06
09:55 am
Sale
2022-09-30 13G FT Cboe Vest U.S. Equity Buffer ETF - March
FMAR
First Trust Portfolios L.P. 1,904,374
35.430%
-1,108,692decrease
(-36.80%)
Filing
History
2022-10-06
09:54 am
Sale
2022-09-30 13G First Trust Latin America AlphaDEX Fund
FLN
First Trust Portfolios L.P. 1,780,559
65.950%
-223,216decrease
(-11.14%)
Filing
History
2022-10-06
09:54 am
Purchase
2022-09-30 13G Franklin Senior Loan ETF
FLBL
First Trust Portfolios L.P. 983,005
10.400%
983,005increase
(New Position)
Filing
History
2022-10-06
09:53 am
Sale
2022-09-30 13G First Trust United Kingdom AlphaDEX Fund
FKU
First Trust Portfolios L.P. 57
0.010%
-1,071,999decrease
(-99.99%)
Filing
History
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